Head of Compliance Birmingham up to £90,000 A well-established, market-leading Wealth Management firm is looking for an experienced Compliance professional to step into the role of Head of Compliance and lead its compliance function. This is an outstanding opportunity for an experienced Compliance Manager , Senior Compliance Manager or Deputy Head of Compliance looking to progress into a Head of Compliance position within a growing, adviser-focused business. The Role As Head of Compliance , you will play a pivotal role in shaping the firm's compliance strategy while working closely with senior leadership to support the continued growth of the business. Key responsibilities include: Leading and developing the firm's compliance framework. Providing regulatory advice and guidance across the business. Overseeing Consumer Duty, SMCR, Training Competence (T C) and FCA regulatory requirements. Sitting on the Investment Committee, providing regulatory guidance and challenge. Delivering compliance and regulatory training to Financial Advisers and Paraplanners. Leading compliance monitoring, regulatory reporting and policy development. Building strong relationships ...
Head of Compliance employer: WEALTHLINK RECRUITMENT LTD Careers
Join a leading Financial Planning firm in Northamptonshire/Cambridgeshire that values its employees and fosters a supportive work culture. With competitive salaries, flexible working arrangements, and comprehensive admin support, this role offers not just a job but a pathway for professional growth and development in the financial services sector. Enjoy up to 27 days of annual leave and a bonus scheme that rewards your hard work while you build lasting relationships with clients in a thriving community.
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WEALTHLINK RECRUITMENT LTD Careers Recruitment Team
