At a Glance
- Tasks: Lead compliance efforts in fintech, focusing on consumer duty and regulatory monitoring.
- Company: Join WealthKernel, part of AlpacaDB, a leader in tech-enabled finance.
- Benefits: Competitive salary, flexible working options, and opportunities for professional growth.
- Other info: Dynamic environment with excellent career advancement opportunities.
- Why this job: Make a real impact in the evolving wealth infrastructure and enhance your compliance expertise.
- Qualifications: Experience in fintech compliance, brokerage, or trading is essential.
The predicted salary is between 60000 - 72000 Β£ per year.
Wealth Kernel, now part of Alpaca DB, is seeking a full-time Compliance Manager with direct fintech, brokerage, or trading compliance experience.
The role focuses on consumer duty alignment, regulatory monitoring, and governance across product and marketing.
You will advise on PROD compliance, data protection, third-party due diligence, and regulatory changes impacting Wealth Kernel's evolving wealth infrastructure.
An ambitious individual will grow in a dynamic, tech-enabled finance environment.
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FinTech Compliance Lead β Wealth & Trading in London employer: WealthKernel
WealthKernel is an exceptional employer that fosters a culture of transparency and empowerment, making it an ideal place for an Operations Specialist to thrive. With a focus on professional growth, employees are encouraged to learn from their experiences and collaborate with talented teams in a tech-driven environment. Located in a vibrant FinTech hub, WealthKernel offers unique opportunities to engage in meaningful work that enhances financial accessibility across Europe.