At a Glance
- Tasks: Analyse investment risks, conduct compliance monitoring, and support product development.
- Company: Waystone, a leading asset-servicing solutions provider with over 25 years of experience.
- Benefits: Competitive salary, professional development opportunities, and a dynamic work environment.
- Other info: Opportunity for career growth in a supportive and collaborative culture.
- Why this job: Join a team that shapes the future of finance through innovation and expertise.
- Qualifications: 3+ years in investment risk or compliance, degree in Finance or related field.
The predicted salary is between 60000 - 80000 £ per year.
About Waystone
Waystone is a leading asset-servicing solutions provider of institutional governance, administration, risk and compliance services to financial institutions. With over 25 years’ experience and a comprehensive range of specialist services to its name, Waystone helps our clients structure, operate and grow through our expertise, innovation and digitisation, backed by the operational scale to support global expansion.
The Senior Analyst will support the Investment Risk function through risk, liquidity, valuation and compliance oversight for regulated funds. The role will focus on the production and review of risk analytics, daily investment compliance monitoring, liquidity stress testing, fair value pricing assessments, regulatory reporting and support for product development activities from an investment risk perspective. A sound knowledge of fund regulations and an understanding of the operating environment of UCITS and AIFs are essential to the role.
DUTIES AND RESPONSIBILITIES
- Analysing key market, liquidity, leverage and concentration risk indicators across client portfolios.
- Conducting liquidity stress testing in accordance with fund policies and regulatory requirements.
- Undertaking daily investment compliance monitoring, investigating breaches and exceptions, and ensuring appropriate escalation, remediation and reporting.
- Monitoring compliance with regulatory, prospectus and investment management agreement restrictions.
- Investigating investment guideline and regulatory breaches and supporting escalation through appropriate governance channels.
- Assessing valuation events and proposing fair value prices for impacted securities, including documenting the rationale and supporting valuation governance processes.
- Preparing risk and compliance reporting for review by Waystone's Investment Risk & Performance Committee.
- Providing oversight and challenge to delegated investment managers on portfolio risks, liquidity, leverage, valuation matters and investment restrictions.
- Supporting product launches, fund changes and other product development initiatives by assessing investment risk, liquidity, leverage, valuation and investment compliance implications.
- Supporting the preparation and review of regulatory reporting, including Annex IV submissions.
- Supporting the implementation of regulatory developments and enhancements to risk and compliance monitoring frameworks.
REQUIREMENTS
Experience:
- Minimum of three years' experience in investment risk, investment compliance, fund oversight, risk management or a related funds industry role.
- A degree plus a professional qualification (accounting / FRM/ CFA charterholder or candidate).
- Strong knowledge of AIFMD or UCITS regulations.
- Experience interpreting and monitoring UCITS, AIFMD and prospectus investment restrictions would be advantageous.
- A high level of proficiency with Microsoft applications including Excel, Powerpoint and Word is required while experience in Bloomberg or similar systems would be beneficial.
- Strong stakeholder management skills and the ability to engage effectively with investment managers and other service providers.
- Clarity of analysis and of expression, both written and oral.
- A commitment to on-going professional and personal development.
Education:
- A minimum of a 3rd level Degree in Finance, Business or similar field is required.
- A master’s degree in a Finance or Mathematical field or a related professional qualification would be desirable but is not a requirement.
Manager - Investment Risk in London employer: Waystone Governance Ltd.
Waystone Governance Ltd. is an exceptional employer that fosters a dynamic and collaborative work culture, where innovation and creativity are highly valued. Employees benefit from comprehensive professional development opportunities and a supportive environment that encourages growth within the financial services sector. Located in a vibrant area, Waystone offers unique advantages such as flexible working arrangements and a commitment to employee well-being, making it an ideal place for those seeking meaningful and rewarding careers.
StudySmarter Expert Advice🤫
We think this is how you could land Manager - Investment Risk in London
✨Get Involved in Finance Communities
Join investment and asset management forums or local finance meetups. Engaging with professionals in these circles can not only help you learn the ropes but also put you in touch with potential employers like Waystone Governance Ltd., who often scout for talent at such events.
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Connect with professionals already working in asset management on platforms like LinkedIn. A personal message showing your interest in their role or asking for advice can lead to significant connections that might tip the scales in your favour at companies like Waystone Governance Ltd..
✨Show Off Your Financial Skills
Consider contributing to investment blogs or even creating your own content. Sharing your insights and analyses can demonstrate your knowledge and passion for the industry, making you stand out when applying for roles at organisations like Waystone Governance Ltd..
✨Engage with Recruitment Events
Attend finance recruitment fairs and expos. These events are perfect for making a strong impression with recruiters and potentially securing interviews. Many companies, including Waystone Governance Ltd., attend these events to scout for fresh talent, so make sure you stand out with your enthusiasm and knowledge!
We think you need these skills to ace Manager - Investment Risk in London
Some tips for your application 🫡
Highlight Your Analytical Skills:In asset management, it's all about the numbers! Make sure your CV showcases your analytical skills, particularly any experience with financial modelling or quantitative analysis. Employers like Waystone Governance Ltd. want to see how you can dissect data and turn it into actionable insights, so don't hold back on your achievements!
Show Off Your Relevant Qualifications:Having the right qualifications can be a game changer in investment roles. If you've got a degree in finance, economics, or a related field, flaunt it! Also, if you have any certifications like CFA or CAIA, mention those too. It’ll help demonstrate your commitment and expertise in the field to Waystone Governance Ltd..
Tailor Your Cover Letter to Reflect Passion for Investment:Your cover letter is your chance to express your enthusiasm for the investment world. Share why you're drawn to asset management and your understanding of market trends. The hiring team at Waystone Governance Ltd. will be keen to see that passion and how you keep up with industry news and developments.
Quantify Your Achievements:Don’t just tell them what you did - show them! When detailing your previous experience, include quantifiable achievements to illustrate your impact. Whether it’s percentage growth on a portfolio or cost savings in a project, these figures will help your application stand out to Waystone Governance Ltd.. Numbers speak louder than words!
How to prepare for a job interview at Waystone Governance Ltd.
✨Brush Up on Financial Modelling
For a role in investment asset management, being well-versed in financial modelling is crucial. Make sure you can articulate your experience with tools like Excel or any specialised software you've used. Maybe even prepare a couple of examples of financial models you've built or analysed.
✨Know Your Investment Strategies
Expect questions around different investment strategies and how you would apply them in various market scenarios. Get ready to discuss current market trends and how they impact portfolio management. This shows you're not just about the theory but also keeping an eye on real-world applications.
✨Show Your Analytical Skills
Since this is a full-time role, companies like Waystone Governance Ltd. want to see your analytical thinking in action. Prepare to solve case studies or tackle some numerical puzzles during the interview. Practicing these types of questions will boost your confidence and show off your skills.
✨Discuss Your Long-Term Career Goals
As you’re applying for a full-time position, the interviewers will be interested in your commitment to the field. Be ready to discuss how this role fits into your long-term career plans in asset management. This shows you're not just looking for any job, but you’re genuinely interested in growing withWaystone Governance Ltd..
