At a Glance
- Tasks: Analyse investment risks and ensure compliance for regulated funds while supporting product development.
- Company: Waystone, a leading asset-servicing solutions provider with over 25 years of experience.
- Benefits: Competitive salary, professional development opportunities, and a dynamic work environment.
- Other info: Opportunity for career growth and ongoing professional development.
- Why this job: Join a forward-thinking company and make a real impact in the finance industry.
- Qualifications: 3+ years in investment risk or compliance, with a degree in Finance or related field.
The predicted salary is between 60000 - 80000 £ per year.
This position is a 12-Month Fixed Term Contract.
About Waystone: Waystone is a leading asset-servicing solutions provider of institutional governance, administration, risk and compliance services to financial institutions. With over 25 years’ experience and a comprehensive range of specialist services to its name, Waystone helps our clients structure, operate and grow through our expertise, innovation and digitisation, backed by the operational scale to support global expansion.
The Senior Analyst will support the Investment Risk function through risk, liquidity, valuation and compliance oversight for regulated funds. The role will focus on the production and review of risk analytics, daily investment compliance monitoring, liquidity stress testing, fair value pricing assessments, regulatory reporting and support for product development activities from an investment risk perspective. A sound knowledge of fund regulations and an understanding of the operating environment of UCITS and AIFs are essential to the role.
DUTIES AND RESPONSIBILITIES- Analysing key market, liquidity, leverage and concentration risk indicators across client portfolios.
- Conducting liquidity stress testing in accordance with fund policies and regulatory requirements.
- Undertaking daily investment compliance monitoring, investigating breaches and exceptions, and ensuring appropriate escalation, remediation and reporting.
- Monitoring compliance with regulatory, prospectus and investment management agreement restrictions.
- Investigating investment guideline and regulatory breaches and supporting escalation through appropriate governance channels.
- Assessing valuation events and proposing fair value prices for impacted securities, including documenting the rationale and supporting valuation governance processes.
- Preparing risk and compliance reporting for review by Waystone's Investment Risk & Performance Committee.
- Providing oversight and challenge to delegated investment managers on portfolio risks, liquidity, leverage, valuation matters and investment restrictions.
- Supporting product launches, fund changes and other product development initiatives by assessing investment risk, liquidity, leverage, valuation and investment compliance implications.
- Supporting the preparation and review of regulatory reporting, including Annex IV submissions.
- Supporting the implementation of regulatory developments and enhancements to risk and compliance monitoring frameworks.
Experience:
- Minimum of three years' experience in investment risk, investment compliance, fund oversight, risk management or a related funds industry role.
- A degree plus a professional qualification (accounting / FRM/ CFA charterholder or candidate).
- Strong knowledge of AIFMD or UCITS regulations.
- Experience interpreting and monitoring UCITS, AIFMD and prospectus investment restrictions would be advantageous.
- A high level of proficiency with Microsoft applications including Excel, Powerpoint and Word is required while experience in Bloomberg or similar systems would be beneficial.
- Strong stakeholder management skills and the ability to engage effectively with investment managers and other service providers.
- Clarity of analysis and of expression, both written and oral.
- A commitment to on-going professional and personal development.
Education:
- A minimum of a 3rd level Degree in Finance, Business or similar field is required.
- A master’s degree in a Finance or Mathematical field or a related professional qualification would be desirable but is not a requirement.
Manager - Investment Risk (12 Month FTC) in London employer: Waystone Governance Ltd.
Waystone Governance Ltd. is an exceptional employer that fosters a dynamic and collaborative work culture, where innovation and creativity are highly valued. Employees benefit from comprehensive professional development opportunities and a supportive environment that encourages growth within the financial services sector. Located in a vibrant area, Waystone offers unique advantages such as flexible working arrangements and a commitment to employee well-being, making it an ideal place for those seeking meaningful and rewarding careers.
StudySmarter Expert Advice🤫
We think this is how you could land Manager - Investment Risk (12 Month FTC) in London
✨Get in on Networking Events
For a temporary role in investment asset management, you should definitely seek out networking events like industry conferences and seminars. These are fantastic for meeting the right people and getting noticed — it’s all about making those connections that can lead to gigs like the one you're after!
✨Join Investment Forums and Communities
Dive into online investment forums or communities, like those on LinkedIn or even specific investment platforms. Share your thoughts, ask questions, and be active — this is a great way to showcase your expertise and passion for the field. You never know who might take notice and lead you to a temporary role at places like Waystone Governance Ltd..
✨Temporary Positions are Competitive, So Be Proactive!
With temporary roles, it's essential to be quick on the draw! Check job boards often and consider reaching out directly to companies like Waystone Governance Ltd. to ask about upcoming opportunities. It shows initiative and can really set you apart from other candidates!
✨Leverage University Career Services
If you're currently in university or recently graduated, don't forget to tap into your career services for temporary placements in investment asset management. They often have connections with firms actively looking to fill short-term roles, making it easier for us to land that gig!
We think you need these skills to ace Manager - Investment Risk (12 Month FTC) in London
Some tips for your application 🫡
Highlight Your Analytical Skills:In investment and asset management, your ability to analyse data and make informed decisions is key. Showcase your analytical skills in your CV and provide specific examples of projects or coursework that highlight these abilities. Whether it’s through university projects or relevant internships, make it obvious that you’ve got what it takes to spot trends and evaluate risks.
Demonstrate Your Passion for the Market:For a temporary role in this industry, it’s vital to show your enthusiasm and understanding of the financial market. In your cover letter, share specific experiences or insights about market trends or investment strategies you've explored. This passion can set you apart, especially for shorter contracts where speed and enthusiasm can make a big difference.
Include Relevant Certifications:If you’ve completed any financial or investment-related certifications, make sure they’re prominently featured in your CV. This not only shows your commitment to the field but also adds credibility to your application in the highly competitive asset management sector. Don’t forget to link any online profile or platform where you might showcase your achievements.
Be Ready to Hit the Ground Running:Given that this is a temporary position at Waystone Governance Ltd., highlight your ability to adapt quickly and contribute from day one. Make sure your CV reflects any prior short-term roles or internships where you quickly picked up new skills or adapted to new teams. This will assure the hiring managers that you're ready to jump in and start delivering results.
How to prepare for a job interview at Waystone Governance Ltd.
✨Know Your Numbers
In investment asset management, your ability to understand and analyse financial data is crucial. Be prepared to tackle technical questions related to risk analysis, portfolio management, and quantitative methods. Brush up on common metrics and valuation techniques—you never know when they might come up!
✨Bring Your Analytical A-Game
During the interview process, you might be asked to evaluate a case study or a hypothetical investment scenario. Practice expressing your thought process clearly—this is about showcasing your analytical skills and thought agility. Use specific examples from your studies or work experience to demonstrate how you've approached similar tasks in the past.
✨Show Off Your Projects
Since this is a temporary role, a solid portfolio can really help you stand out. Share any projects or analyses you've conducted, even if they were part of your coursework. Use these pieces of work to demonstrate your understanding of the sector and your ability to apply theory to practice. It’s all about showing what you can bring to the table from day one!
✨Be Ready for Rapid Fire Questions
With a temporary position, they might want to gauge how quickly you can adapt and contribute. Prepare to answer questions that require quick, insightful responses about market trends or recent economic events. It’s a fast-paced environment, so showing that you stay updated and can think on your feet will really impress the interviewers at Waystone Governance Ltd..
