At a Glance
- Tasks: Create and develop compliance plans while conducting audits and enhancing compliance culture.
- Company: Join Walker Crips, a leading firm in financial services with a strong compliance focus.
- Benefits: Gain valuable experience in compliance and financial services with potential for career growth.
- Other info: Dynamic team environment where your attention to detail will shine.
- Why this job: Make a real difference in compliance and help shape the future of financial operations.
- Qualifications: Experience in audit or compliance monitoring with knowledge of FCA regulations required.
The predicted salary is between 35000 - 42000 £ per year.
We are looking for a compliance monitoring associate in our group compliance function at Walker Crips.
The job involves creating and developing the Compliance Plan for the Group and taking part in compliance monitoring audits, dealing with all levels of staff throughout the firm, interrogation, call listening, report writing, follow up of actions to completion and enhancing the compliance culture.
Candidates should be conversant with the FCA Handbook, Data Protection, Financial Crime prevention and other regulatory requirements, as it impacts wealth management, operations, investment advice and financial planning.
We are looking for experience of audit or compliance monitoring with a good understanding of financial services.
Attention to detail and a focus on identifying issues and closing actions is necessary with the confidence to deal with objections and deliver change where necessary.
Compliance Monitoring Associate in London employer: Walker Crips
At Walker Crips, we pride ourselves on fostering a collaborative and inclusive work environment where compliance professionals can thrive. Our commitment to employee development is evident through tailored training programmes and opportunities for career progression within the financial services sector. Located in a vibrant area, we offer a dynamic workplace culture that values integrity and innovation, making us an excellent employer for those seeking meaningful and rewarding careers in compliance.
