Business Compliance Consultant

Position :

Business Compliance Consultant

Location :

Liverpool

Minimum Requirements :

• Financial Services (FCA) compliance experience.
• Minimum Level 3 qualified, ideally Level 4 qualified.
• Position would suit an Adviser (including Advisers from banks) or a Paraplanner with transferable skills.
• Position would suit a File Reviewer with transferable skills.

Salary / Package :

Up to £43,000 (depending on experience) + Annual bonus + 25 days’ Annual Leave + Pension (6% employer / 3% employee) + PMI + Study Support + Income Protection + Career Progression.

YOUR NEW COMPANY :

Our client is a very successful, UK-wide Retirement and Financial Education Group with headquarters based in Liverpool. A leading financial wellbeing and retirement specialist, the company is dedicated to helping people in the workplace improve their financial futures.

THE ROLE :

Due to an increase in business, the firm is looking to increase headcount within its Compliance team in Liverpool. Reporting to the Compliance Manager, the Business Compliance Consultant role’s main purpose is to assist the adviser sales and adviser support teams by providing day‑to‑day compliance support as required. The Business Compliance Consultant role’s key duties will include :

Carrying out file reviews and mai…