Group Regulatory Engagement Manager – SMCR
Location: We operate a hybrid working policy of two days per week in the office, with office locations in Manchester, Peterborough and London. Monthly travel to London would be required.
We are looking for a Group Regulatory Engagement Manager to lead and coordinate the Group's regulatory interactions and reporting,primarily focussed on SMCR applications and record keeping to ensure the Group adheres to and where possible exceeds the requirements of a Fixed Portfolio Firm in the maintenance of its relationships with its key regulators.
Key Responsibilities:
Key point of contact for SMCR submission and leads engagement through the Reg Enquiries mailbox
Completion, submission, tracking and reporting of SMCR applications and requests
Maintaining and enhancing where appropriate the Senior Managers and Certification Regime (‘SM&CR') framework including the Group's Responsibilities Map and records of all staff in ‘Certified Roles'
Liaising with the People team around the SMF recruitment process and ‘Fit and Proper' assessment of staff in Senior Manager Function (‘SMF')
Monitoring and collaborating on changes to the SMF regime
Leading the tracking, coordination and 2nd Line of defence signoff of all ongoing and ad hoc FCA surveys and Requests for Information (RFIs)
Leading the forecasting, approval for
Group Regulatory Engagement Manager - SMCR employer: Vermelo
As a Direct Marketing Executive in Manchester, you'll join a dynamic and supportive team that values collaboration and professional growth. The company offers a hybrid work environment, competitive benefits, and opportunities to enhance your marketing skills while working on exciting multi-channel campaigns. With a focus on employee development and a commitment to high standards, this role is perfect for those seeking meaningful and rewarding employment in the marketing field.
