Group Regulatory Engagement Manager
Location: We operate a hybrid working policy of two days per week in the office, with office locations in Manchester, Peterborough and London. Monthly travel to London would be required.
We are looking for a Group Regulatory Engagement Manager to lead and coordinate the Group's regulatory interactions, applications and reporting, to ensure the Group adheres to and where possible exceeds the requirements of a Fixed Portfolio Firm in the maintenance of its relationships with its key regulators.
Key Responsibilities:
- Manage the Regulatory Interactions mailbox and maintain records of regulatory engagement.
- Coordinate Retail Mediation Activities Return reporting, FCA surveys and Requests for Information, including 2nd Line sign-off.
- Maintain and enhance the SM&CR framework, Responsibilities Map and Certified Roles records.
- Liaise with People on SMF recruitment and Fit and Proper assessments.
- Coordinate SMF applications, supporting documentation, submissions and tracking.
- Act as the first point of contact for SM&CR and regulatory return queries.
- Forecast, approve and record regulatory fees and levies.
- Submit annual Firm Details Attestations and coordinate updates and other FCA applications, including Variations of Permission.
- Coordinate regulatory reporting information for insurance carrier partners.
- Maintain and improve team intranet content and key framework documentation, templates and version control.
- Support the wider Regulatory Engagement team, coaching and guiding colleagues where required.
Essential Skills and Knowledge:
- Strong UK General Insurance and regulatory knowledge, particularly SM&CR applications and FCA regulatory returns.
- Ability to engage, guide and educate stakeholders at all levels, simplifying complex topics.
- Excellent organisation, data analysis, reporting and evidence based decision making skills.
- Ability to manage multiple priorities, maintain accuracy and meet deadlines independently.
- Strong communication skills and proficiency in Microsoft Office.
- Curious, inquisitive and collaborative approach, with the ability to work autonomously.
- High levels of integrity, confidentiality and attention to detail.
Group Regulatory Engagement Manager in London employer: Vermelo RPO
Join a dynamic and rapidly growing Financial Services business as the Head of Financial Operations, where you will lead a dedicated team in a collaborative and innovative work culture. With a strong focus on employee development, this role offers ample opportunities for professional growth and the chance to implement transformative finance processes that drive efficiency. Located in a vibrant area, the company promotes a supportive environment that values creativity and encourages employees to challenge the status quo, making it an excellent employer for those seeking meaningful and rewarding careers.
