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- Tasks: Join our compliance team to ensure adherence to regulations and monitor ethical conduct.
- Company: Verition is a dynamic hedge fund focused on innovative global investment strategies since 2008.
- Benefits: Gain valuable experience in finance, with opportunities for training and career growth.
- Why this job: Perfect for those passionate about compliance and ethics in the fast-paced financial sector.
- Qualifications: Bachelor's degree preferred; strong analytical skills and attention to detail required.
- Other info: Ideal for high school and college students eager to kickstart their careers in finance.
The predicted salary is between 36000 - 60000 £ per year.
Verition Fund Management LLC ("Verition") is a multi-strategy, multi-manager hedge fund founded in 2008. Verition focuses on global investment strategies including Global Credit, Global Convertible, Volatility & Capital Structure Arbitrage, Event-Driven Investing, Equity Long/Short & Capital Markets Trading, and Global Quantitative Trading.
We are seeking a highly motivated and detail-oriented Compliance Analyst to join our hedge fund's UK compliance team. The successful candidate will assist in ensuring that the firm adheres to all regulatory requirements, with a particular focus on the Code of Ethics, Senior Managers and Certification Regime (SMCR), and ongoing monitoring activities. This is an excellent opportunity for someone looking to build a generalist career in compliance within the financial services industry, particularly the hedge fund sector.
Key Responsibilities:- Code of Ethics Compliance: Monitor employee adherence to the firm's Code of Ethics, including personal trading activities and conflicts of interest. Conduct regular reviews of employee disclosures and certifications. Investigate and report any potential breaches of the Code of Ethics. Assist in the development and rollout of training programmes on ethical conduct.
- SMCR Compliance: Maintain and update SMCR documentation, including registers and employee files. Assist in the certification process for relevant staff, ensuring all requirements are met. Support the preparation and submission of regulatory filings related to SMCR. Monitor ongoing compliance with SMCR requirements and report issues to Head of Compliance.
- Monitoring and Reporting: Conduct regular compliance monitoring activities, including surveillance of trading activities and communications. Maintain accurate and up-to-date compliance records and documentation.
- General Compliance Support: Conduct research on regulatory changes and assist in the implementation of necessary adjustments. Support the compliance team in responding to compliance audit inquiries. Assist with the roll out and tracking of online compliance training.
- Bachelor's degree (law, accounting, economics, business or finance preferred).
- Good understanding of financial regulations, compliance requirements, and ethical standards.
- Excellent analytical and problem-solving skills.
- Strong attention to detail and organizational skills.
- Ability to work independently and as part of a team.
- Proficient in Microsoft Office Suite (Word, Excel, PowerPoint).
- Strong communication and interpersonal skills.
Compliance Analyst New London, England, United Kingdom employer: Verition Fund Management LLC
Contact Detail:
Verition Fund Management LLC Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst New London, England, United Kingdom
✨Tip Number 1
Familiarise yourself with the specific regulations and compliance frameworks relevant to hedge funds, particularly the Code of Ethics and SMCR. This knowledge will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the compliance field, especially those working in hedge funds. Attend industry events or join online forums to gain insights and potentially get referrals that could boost your application.
✨Tip Number 3
Stay updated on current trends and changes in financial regulations. Being able to discuss recent developments during your interview can set you apart as a knowledgeable candidate who is proactive about compliance issues.
✨Tip Number 4
Prepare for situational questions by thinking of examples from your past experiences where you demonstrated strong analytical skills or attention to detail. This will help you articulate your fit for the Compliance Analyst role effectively.
We think you need these skills to ace Compliance Analyst New London, England, United Kingdom
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Analyst at Verition. Familiarise yourself with the Code of Ethics and SMCR to demonstrate your knowledge in your application.
Tailor Your CV: Highlight relevant experience and skills that align with the job description. Emphasise your understanding of financial regulations and compliance requirements, as well as any analytical or problem-solving skills you possess.
Craft a Strong Cover Letter: Write a compelling cover letter that explains why you are interested in the Compliance Analyst position. Mention specific experiences that showcase your attention to detail and ability to work independently or as part of a team.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors. A polished application reflects your attention to detail, which is crucial for a role in compliance.
How to prepare for a job interview at Verition Fund Management LLC
✨Know Your Regulations
Familiarise yourself with the key financial regulations and compliance requirements relevant to the hedge fund industry. Being able to discuss these in detail will show your understanding of the role and its importance.
✨Demonstrate Ethical Awareness
Prepare examples of how you've handled ethical dilemmas in the past or how you would approach potential conflicts of interest. This is crucial for a Compliance Analyst, as adherence to the Code of Ethics is a primary responsibility.
✨Showcase Analytical Skills
Be ready to discuss your analytical and problem-solving skills. You might be asked to analyse a hypothetical compliance scenario, so practice articulating your thought process clearly and logically.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance culture and the specific challenges they face. This not only shows your interest but also helps you gauge if the company aligns with your values and career goals.
