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- Tasks: Monitor compliance with ethical standards and regulatory requirements in a dynamic hedge fund environment.
- Company: Verition Fund Management LLC is a leading multi-strategy hedge fund focused on global investment strategies.
- Benefits: Enjoy a full-time role with opportunities for professional growth in the financial services sector.
- Why this job: Join a collaborative team and make a real impact in compliance within the hedge fund industry.
- Qualifications: A degree in law, finance, or related fields; strong analytical skills and attention to detail required.
- Other info: Ideal for those looking to kickstart their career in compliance with a reputable firm.
The predicted salary is between 36000 - 60000 £ per year.
Verition Fund Management LLC ("Verition") is a multi-strategy, multi-manager hedge fund founded in 2008. Verition focuses on global investment strategies including Global Credit, Global Convertible, Volatility & Capital Structure Arbitrage, Event-Driven Investing, Equity Long/Short & Capital Markets Trading, and Global Quantitative Trading.
We are seeking a highly motivated and detail-oriented Compliance Analyst to join our hedge fund's UK compliance team. The successful candidate will assist in ensuring that the firm adheres to all regulatory requirements, with a particular focus on the Code of Ethics, Senior Managers and Certification Regime (SMCR), and ongoing monitoring activities. This is an excellent opportunity for someone looking to build a generalist career in compliance within the financial services industry, particularly the hedge fund sector.
Key Responsibilities:
- Code of Ethics Compliance: Monitor employee adherence to the firm's Code of Ethics, including personal trading activities and conflicts of interest. Conduct regular reviews of employee disclosures and certifications. Investigate and report any potential breaches of the Code of Ethics. Assist in the development and rollout of training programmes on ethical conduct.
- SMCR Compliance: Maintain and update SMCR documentation, including registers and employee files. Assist in the certification process for relevant staff, ensuring all requirements are met. Support the preparation and submission of regulatory filings related to SMCR. Monitor ongoing compliance with SMCR requirements and report issues to Head of Compliance.
- Monitoring and Reporting: Conduct regular compliance monitoring activities, including surveillance of trading activities and communications. Maintain accurate and up-to-date compliance records and documentation.
- General Compliance Support: Conduct research on regulatory changes and assist in the implementation of necessary adjustments. Support the compliance team in responding to compliance audit inquiries. Assist with the roll out and tracking of online compliance training.
Qualifications:
- Bachelor's degree (law, accounting, economics, business or finance preferred).
- Good understanding of financial regulations, compliance requirements, and ethical standards.
- Excellent analytical and problem-solving skills.
- Strong attention to detail and organizational skills.
- Ability to work independently and as part of a team.
- Proficient in Microsoft Office Suite (Word, Excel, PowerPoint).
- Strong communication and interpersonal skills.
Compliance Analyst employer: Verition Fund Management LLC
Contact Detail:
Verition Fund Management LLC Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Familiarise yourself with the Code of Ethics and SMCR regulations. Understanding these frameworks will not only help you in interviews but also demonstrate your commitment to compliance, which is crucial for a role at Verition.
✨Tip Number 2
Network with professionals in the compliance field, especially those working in hedge funds. Attend industry events or join relevant online forums to gain insights and make connections that could lead to referrals.
✨Tip Number 3
Stay updated on recent regulatory changes and trends in financial compliance. Being knowledgeable about current issues will show your proactive approach and readiness to tackle challenges in the role.
✨Tip Number 4
Prepare for behavioural interview questions by reflecting on past experiences where you've demonstrated attention to detail and problem-solving skills. Use the STAR method to structure your responses effectively.
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Analyst at Verition Fund Management LLC. Familiarise yourself with the Code of Ethics and SMCR requirements, as these are key aspects of the role.
Tailor Your CV: Customise your CV to highlight relevant experience and skills that align with the job description. Emphasise your understanding of financial regulations, compliance requirements, and any previous roles that involved analytical or problem-solving tasks.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your motivation for the role and your passion for compliance within the financial services industry. Mention specific experiences that demonstrate your attention to detail and ability to work both independently and as part of a team.
Proofread Your Application: Before submitting your application, thoroughly proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial for a Compliance Analyst position.
How to prepare for a job interview at Verition Fund Management LLC
✨Understand the Regulatory Landscape
Familiarise yourself with the key regulations and compliance requirements relevant to the hedge fund industry, particularly the Code of Ethics and SMCR. Being able to discuss these topics confidently will demonstrate your knowledge and commitment to compliance.
✨Showcase Your Analytical Skills
Prepare examples from your past experiences where you successfully analysed data or resolved compliance issues. Highlighting your analytical and problem-solving skills will be crucial, as these are essential for a Compliance Analyst role.
✨Emphasise Attention to Detail
Since the role requires meticulous monitoring and documentation, be ready to discuss how you ensure accuracy in your work. Share specific instances where your attention to detail made a significant impact on compliance outcomes.
✨Prepare for Ethical Scenarios
Expect questions about ethical dilemmas or conflicts of interest. Think through how you would handle such situations and be prepared to articulate your thought process clearly. This will show your understanding of the importance of ethics in compliance.
