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- Tasks: Lead compliance strategy and ensure adherence to regulations in a dynamic financial services environment.
- Company: Join a leading financial services organization based in the heart of London.
- Benefits: Enjoy a competitive salary, performance-based bonuses, and comprehensive benefits.
- Why this job: Make a real impact on compliance culture while developing your career in a growing business.
- Qualifications: Proven senior compliance experience with strong knowledge of FCA and PRA regulations required.
- Other info: This role is set to begin recruitment in Q1 2025, offering long-term development opportunities.
The predicted salary is between 72000 - 108000 £ per year.
Head of Compliance
Venn Group London, United Kingdom
Location: London, UK
Sector: Financial Services
Salary: Competitive + Bonus + Benefits
About the Company:
Our client is a leading financial services organisation based in the heart of London. They are committed to maintaining the highest standards of compliance and regulatory excellence. This is a fantastic opportunity to join a dynamic team, drive compliance strategy, and play a pivotal role in ensuring the organisation’s adherence to all relevant regulations.
This is an upcoming position to begin recruitment for the incumbent in Q1 2025, as part of the wider strategic development of the business in the EMEA region. This long-term contract opportunity will offer the opportunity for continuous development throughout 2025 and beyond.
Role Overview:
As the Head of Compliance, you will be responsible for overseeing the organisation’s compliance framework, ensuring full adherence to regulatory requirements, and fostering a culture of compliance across the business. Reporting to the Board and senior stakeholders, you will lead the compliance function and act as the main point of contact with regulatory bodies.
Key Responsibilities:
- Develop, implement, and maintain a robust compliance framework aligned with UK and international regulatory standards.
- Act as the primary liaison with regulators, including the FCA and PRA, managing relationships and responding to queries and audits.
- Provide strategic guidance to senior leadership on regulatory changes and their impact on the business.
- Lead, mentor, and develop the compliance team, ensuring a high level of expertise and engagement.
- Conduct regular compliance risk assessments and audits, identifying areas of improvement and implementing corrective actions.
- Deliver compliance training across the organisation, fostering a culture of awareness and accountability.
- Prepare and present compliance reports to the Board and senior management, highlighting key risks and recommending mitigations.
Key Requirements:
- Proven experience in a senior compliance role within financial services, with extensive knowledge of FCA and PRA regulations.
- Strong understanding of UK and EU regulatory frameworks, including AML, KYC, and GDPR.
- Excellent leadership skills, with the ability to inspire and guide a team.
- Strategic mindset, with a track record of influencing senior stakeholders and driving compliance improvements.
- Exceptional communication and interpersonal skills, with the ability to liaise effectively with regulators and external partners.
- Relevant professional qualifications (e.g., ICA Diploma in Compliance, CFA, or equivalent) are highly desirable.
What’s on Offer:
- Opportunity to join a financial services organisation with a strong reputation.
- Competitive salary package, including performance-based bonus and comprehensive benefits.
- The chance to make a tangible impact, shaping the compliance culture and strategy of a growing business.
How to Apply:
If you’re a seasoned compliance professional looking for your next challenge, we’d love to hear from you. Please send your CV and a cover letter to or contact the Financial Services team for a confidential discussion.
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Head of Compliance | London, UK employer: Venn Group
Contact Detail:
Venn Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance | London, UK
✨Tip Number 1
Network with professionals in the financial services sector, especially those who have experience with FCA and PRA regulations. Attend industry events or webinars to connect with potential colleagues and learn about the latest compliance trends.
✨Tip Number 2
Stay updated on regulatory changes by subscribing to relevant newsletters and following regulatory bodies on social media. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance excellence.
✨Tip Number 3
Consider obtaining additional professional qualifications related to compliance, such as the ICA Diploma in Compliance or CFA. These credentials can enhance your profile and show your dedication to the field.
✨Tip Number 4
Prepare for interviews by practicing how to articulate your strategic mindset and leadership skills. Be ready to discuss specific examples of how you've influenced senior stakeholders and driven compliance improvements in your previous roles.
We think you need these skills to ace Head of Compliance | London, UK
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in compliance, particularly within financial services. Emphasize your knowledge of FCA and PRA regulations, as well as any leadership roles you've held.
Craft a Compelling Cover Letter: In your cover letter, clearly articulate your strategic mindset and how you have influenced senior stakeholders in previous roles. Mention specific examples of compliance improvements you've driven.
Highlight Professional Qualifications: Include any relevant professional qualifications such as the ICA Diploma in Compliance or CFA. This will demonstrate your commitment to the field and enhance your credibility.
Showcase Communication Skills: Since the role requires exceptional communication skills, provide examples in your application of how you've effectively liaised with regulators and external partners in the past.
How to prepare for a job interview at Venn Group
✨Know Your Regulations
Make sure you have a solid understanding of FCA and PRA regulations, as well as UK and EU compliance frameworks. Be prepared to discuss how these regulations impact the business and your previous experiences in navigating them.
✨Showcase Leadership Skills
As a Head of Compliance, you'll need to demonstrate strong leadership abilities. Prepare examples of how you've successfully led teams, mentored colleagues, and influenced senior stakeholders in your past roles.
✨Prepare for Strategic Discussions
Expect to engage in strategic conversations about compliance improvements and risk assessments. Think about how you can align compliance strategies with business objectives and be ready to share your insights.
✨Communicate Effectively
Exceptional communication skills are crucial for this role. Practice articulating complex compliance issues clearly and concisely, and be ready to discuss how you've effectively liaised with regulators and external partners in the past.
