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- Tasks: Ensure compliance with CASS rules while safeguarding client assets and managing risks.
- Company: Leading Fintech outsourcing business known for trust and innovation.
- Benefits: Competitive salary, career growth, and a dynamic work environment.
- Why this job: Be the expert in a fast-paced role that makes a real difference in financial compliance.
- Qualifications: 1-3+ years in a CASS-focused role with strong regulatory knowledge.
- Other info: Opportunity for supervisory duties and engaging training development.
The predicted salary is between 36000 - 60000 £ per year.
Our client is a leading Fintech outsourcing business, specialising in supporting pension (including SIPP) and investment administration services for regulated financial clients. Their reputation is built on trust, innovation, and unwavering regulatory compliance. They are looking for a dedicated and experienced CASS Analyst or CASS Supervisor to join their Operations team in Peterborough. This is a critical role focused on safeguarding client money and custody assets, protecting their regulatory integrity, and ensuring full compliance with the FCA's Client Asset Sourcebook (CASS) rules.
If you have a strong CASS background and are ready to be the subject matter expert in a fast-paced, client-focused environment, this is your opportunity.
Key responsibilities:- CASS Advisory & Policy: Act as the subject matter expert on CASS compliance, providing guidance to Operations, Finance, and Client Services. You'll assist in maintaining and enhancing CASS policies and internal control frameworks.
- Reconciliation & Monitoring: Perform and oversee daily and non-daily CASS reconciliations (client money and custody assets), ensuring meticulous accuracy and promptly investigating and escalating all breaks.
- Risk & Breach Management: Identify, assess, and manage CASS-related risks in operational processes. Log, track, investigate, and report CASS breaches, ensuring all remediation actions are documented and completed in a timely manner.
- Reporting & Audits: Prepare regular Management Information (MI) reports on CASS compliance status for senior management and the Board. You will be a key contact for both internal and external CASS audits.
- Training & Projects: Develop and deliver engaging CASS awareness training to operational staff. Ensure all CASS requirements are incorporated into new business projects, system changes, and product launches.
- Dedicated CASS Expertise: 1–3+ years of experience in a dedicated, CASS-focused role within a regulated financial services firm (e.g., Investment Management, Broker, SIPP Provider).
- Regulatory Knowledge: A strong, practical working understanding of the FCA CASS rules, specifically in either CASS 6 (Custody) or CASS 7 (Client Money), and their application to operational environments.
- Analytical Power: Excellent analytical and problem-solving abilities with meticulous attention to detail, essential for accurate reconciliation.
- System Proficiency: High proficiency in Microsoft Excel and proven experience using accounting or reconciliation systems.
- Communication: Strong written and verbal communication skills for regulatory reporting, advisory work, and training delivery.
This is a newly created permanent role and will suit a CASS analyst looking for a new career opportunity with oversight over CASS and the opportunity to take on supervisory/team management duties.
CASS Analyst in Basildon employer: Vargo Group
Contact Detail:
Vargo Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land CASS Analyst in Basildon
✨Tip Number 1
Network like a pro! Reach out to your connections in the fintech world, especially those who work in compliance or operations. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your CASS knowledge. Be ready to discuss specific scenarios where you've applied your expertise in compliance and reconciliation. Show them you’re not just a candidate, but the perfect fit for their team!
✨Tip Number 3
Don’t forget to showcase your analytical skills! Bring examples of how you've tackled complex problems in past roles. This will demonstrate your ability to handle the meticulous nature of the CASS Analyst position.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search. Let’s get you that CASS Analyst role!
We think you need these skills to ace CASS Analyst in Basildon
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the CASS Analyst role. Highlight your experience with CASS compliance, reconciliation, and any relevant regulatory knowledge. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about CASS and how your skills can benefit our Operations team. Keep it engaging and make it personal – we love a bit of personality!
Showcase Your Analytical Skills: Since this role requires strong analytical abilities, don’t shy away from sharing specific examples of how you've tackled complex problems in previous roles. We want to see your thought process and how you approach challenges.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy – just follow the prompts!
How to prepare for a job interview at Vargo Group
✨Know Your CASS Inside Out
Make sure you brush up on the FCA's Client Asset Sourcebook rules, especially CASS 6 and CASS 7. Be prepared to discuss how these regulations apply in real-world scenarios, as this will show your depth of knowledge and expertise.
✨Showcase Your Analytical Skills
Since attention to detail is crucial for a CASS Analyst, come ready with examples of how you've tackled complex reconciliations or resolved discrepancies in the past. Highlight your problem-solving abilities and how they contributed to compliance.
✨Prepare for Scenario Questions
Expect questions that put you in hypothetical situations related to risk management or breach reporting. Think through your responses ahead of time, focusing on your thought process and the steps you would take to ensure compliance and protect client assets.
✨Communicate Clearly and Confidently
Strong communication skills are key for this role. Practice articulating your thoughts clearly, whether discussing technical details or explaining CASS policies. This will help demonstrate your ability to train others and liaise effectively with different teams.