At a Glance
- Tasks: Support compliance activities, manage client onboarding, and ensure regulatory obligations are met.
- Company: Reputable professional services firm with a collaborative and forward-thinking culture.
- Benefits: Competitive salary, work from home options, and ongoing professional development.
- Other info: Long-term career progression opportunities in a dynamic environment.
- Why this job: Join a growing team and make a real impact in compliance and risk management.
- Qualifications: Experience in compliance, risk, AML, or onboarding is essential.
The predicted salary is between 35000 - 45000 £ per year.
I'm delighted to be working with a highly regarded professional services firm to recruit a Compliance Executive. This is an excellent opportunity for someone with experience in compliance, risk, AML, onboarding or regulatory environments who is looking to join a collaborative and forward-thinking organisation. This role sits within a well-established Risk & Compliance function and offers exposure to a broad range of compliance activities including AML, client onboarding, quality assurance, file management, regulatory compliance and continuous improvement initiatives.
The Compliance Executive will support the delivery and continuous improvement of the firm's risk and compliance framework, ensuring regulatory obligations are met while maintaining high service standards across the business. Working closely with stakeholders across the organisation, you will play a key role in client onboarding, AML compliance, file lifecycle management, quality assurance and compliance monitoring activities.
What You Will Do
- Manage client onboarding and reactivation processes, ensuring compliance with AML and risk requirements.
- Liaise with clients and internal stakeholders to obtain KYC and due diligence documentation.
- Conduct client due diligence, enhanced due diligence and ongoing monitoring reviews.
- Identify and escalate compliance, AML and regulatory risks appropriately.
- Assist with remediation projects, audit actions and compliance investigations.
- Carry out file reviews and quality assurance checks to ensure regulatory compliance.
- Act as a key point of contact for compliance, onboarding and AML-related queries.
- Assist with the delivery of training and awareness initiatives across the business.
- Support the development and enhancement of compliance systems, workflows and processes.
- Contribute to internal audits, compliance monitoring programmes and accreditation activities.
- Maintain accurate compliance records, reporting information and management information.
What's in It for You
- Competitive salary and benefits package.
- Exposure to a broad range of compliance, AML and risk management activities.
- Ongoing professional development and training opportunities.
- Long-term career progression within a growing function.
Requirements
- Previous experience within compliance, risk, AML, onboarding, regulatory or quality assurance environments.
- Experience within a legal, accountancy or other regulated professional services environment.
- Knowledge of AML, KYC, client due diligence and onboarding processes.
- Experience supporting compliance audits, file reviews or quality assurance programmes.
- Exposure to risk management systems, workflow platforms or practice management software.
- Familiarity with regulatory frameworks, records management and governance processes.
Why VANRATH will help you secure your next role: VANRATH has a proven record of pairing the best local talent with leading businesses.
Skills: Risk compliance AML KYC professional services
Benefits: Work From Home Hybrid
Compliance Consultant - Home Based in Belfast employer: VANRATH
Join a highly regarded professional services firm that prioritises collaboration and innovation, offering a supportive work culture where your contributions to compliance and risk management are valued. With competitive salaries, a comprehensive benefits package, and ample opportunities for professional development, this home-based role allows you to thrive in a dynamic environment while enjoying the flexibility of remote work. Embrace the chance to grow your career within a well-established Risk & Compliance function, making a meaningful impact on the organisation's compliance framework.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Consultant - Home Based in Belfast
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and risk sectors. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of AML, KYC, and compliance regulations. We want you to be able to discuss these topics confidently. Practice common interview questions and think about how your experience aligns with the role.
✨Tip Number 3
Showcase your skills through real-life examples. When discussing your past experiences, focus on specific projects or challenges you’ve tackled in compliance or risk management. We love hearing about how you’ve made a difference in previous roles!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we’re always looking for passionate individuals who are eager to contribute to our collaborative environment.
We think you need these skills to ace Compliance Consultant - Home Based in Belfast
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Consultant role. Highlight your experience in compliance, risk, and AML, and don’t forget to mention any relevant projects or achievements that showcase your skills.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your background makes you a perfect fit for our team. Keep it concise but engaging!
Showcase Your Soft Skills:In compliance, communication is key! Make sure to highlight your ability to liaise with clients and stakeholders effectively. Mention any teamwork experiences that demonstrate your collaborative spirit.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, you’ll find all the details you need about the role there!
How to prepare for a job interview at VANRATH
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of AML, KYC, and client onboarding processes. Be ready to discuss how you've applied this knowledge in previous roles, as it shows you're not just familiar with the terms but can actually implement them.
✨Showcase Your Stakeholder Skills
Since the role involves liaising with clients and internal stakeholders, prepare examples of how you've effectively communicated and collaborated in past positions. Highlight any specific instances where your communication made a difference in compliance or risk management.
✨Prepare for Scenario Questions
Expect questions that ask how you'd handle specific compliance scenarios. Think about potential risks you might encounter and how you would escalate them. This will demonstrate your proactive approach to compliance and risk management.
✨Ask Insightful Questions
At the end of the interview, have a few thoughtful questions ready about the firm's compliance framework or ongoing training initiatives. This shows your genuine interest in the role and helps you gauge if the company is the right fit for you.
