At a Glance
- Tasks: Support compliance activities, manage client onboarding, and conduct due diligence reviews.
- Company: Join a highly regarded professional services firm with a collaborative culture.
- Benefits: Competitive salary, ongoing training, and long-term career progression.
- Other info: Enjoy a hybrid work model and exposure to diverse compliance activities.
- Why this job: Make a real impact in compliance and risk management while developing your skills.
- Qualifications: Experience in compliance, AML, or regulatory environments is essential.
The predicted salary is between 30000 - 40000 £ per year.
I'm delighted to be working with a highly regarded professional services firm to recruit a Compliance Executive. This is an excellent opportunity for someone with experience in compliance, risk, AML, onboarding or regulatory environments who is looking to join a collaborative and forward-thinking organisation. This role sits within a well-established Risk & Compliance function and offers exposure to a broad range of compliance activities including AML, client onboarding, quality assurance, file management, regulatory compliance and continuous improvement initiatives.
The Compliance Executive will support the delivery and continuous improvement of the firm's risk and compliance framework, ensuring regulatory obligations are met while maintaining high service standards across the business. Working closely with stakeholders across the organisation, you will play a key role in client onboarding, AML compliance, file lifecycle management, quality assurance and compliance monitoring activities.
What You Will Do
- Manage client onboarding and reactivation processes, ensuring compliance with AML and risk requirements.
- Liaise with clients and internal stakeholders to obtain KYC and due diligence documentation.
- Conduct client due diligence, enhanced due diligence and ongoing monitoring reviews.
- Identify and escalate compliance, AML and regulatory risks appropriately.
- Assist with remediation projects, audit actions and compliance investigations.
- Carry out file reviews and quality assurance checks to ensure regulatory compliance.
- Act as a key point of contact for compliance, onboarding and AML-related queries.
- Assist with the delivery of training and awareness initiatives across the business.
- Support the development and enhancement of compliance systems, workflows and processes.
- Contribute to internal audits, compliance monitoring programmes and accreditation activities.
- Maintain accurate compliance records, reporting information and management information.
What's in It for You
- Competitive salary and benefits package.
- Exposure to a broad range of compliance, AML and risk management activities.
- Ongoing professional development and training opportunities.
- Long-term career progression within a growing function.
Requirements
- Essential Previous experience within compliance, risk, AML, onboarding, regulatory or quality assurance environments.
- Desirable Experience within a legal, accountancy or other regulated professional services environment.
- Knowledge of AML, KYC, client due diligence and onboarding processes.
- Experience supporting compliance audits, file reviews or quality assurance programmes.
- Exposure to risk management systems, workflow platforms or practice management software.
- Familiarity with regulatory frameworks, records management and governance processes.
Why VANRATH will help you secure your next role: VANRATH has a proven record of pairing the best local talent with leading businesses.
Skills: Risk compliance AML KYC professional services
Benefits: Work From Home Hybrid
Compliance Analyst (Monitoring & Aml) in Belfast employer: VANRATH
Join a highly regarded professional services firm that prioritises collaboration and innovation, offering a dynamic work culture where your contributions to compliance and risk management are valued. With competitive salaries, a comprehensive benefits package, and ample opportunities for ongoing professional development, this role as a Compliance Analyst provides a pathway for long-term career progression in a supportive environment. Located in a thriving area, you will enjoy the unique advantage of working within a well-established Risk & Compliance function, gaining exposure to a diverse range of compliance activities while making a meaningful impact.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst (Monitoring & Aml) in Belfast
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and risk sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your AML and KYC knowledge. Be ready to discuss real-life scenarios where you've tackled compliance challenges. Show them you’re not just book-smart but also street-smart in the compliance world!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Check out our website for the latest job openings in compliance and risk management. We’ve got some fantastic opportunities that could be your next big break. Apply directly through us for a smoother process!
We think you need these skills to ace Compliance Analyst (Monitoring & Aml) in Belfast
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Analyst role. Highlight your experience in compliance, AML, and onboarding processes. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Keep it concise but impactful – we love a good story!
Showcase Relevant Experience:When filling out your application, be sure to showcase any relevant experience you have in compliance, risk management, or quality assurance. We’re keen on seeing how you've tackled similar challenges in the past.
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy – just a few clicks and you’re done!
How to prepare for a job interview at VANRATH
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of AML, KYC, and client due diligence processes. Be ready to discuss how you've applied this knowledge in previous roles, as it shows you're not just familiar with the terms but can actually implement them.
✨Showcase Your Stakeholder Skills
Since the role involves liaising with clients and internal stakeholders, prepare examples of how you've effectively communicated and collaborated in past positions. Highlight any specific instances where your communication skills helped resolve compliance issues or improved processes.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical situations related to compliance risks or client onboarding challenges. Think through potential scenarios beforehand and how you would handle them, demonstrating your problem-solving abilities and understanding of regulatory obligations.
✨Highlight Continuous Improvement Mindset
This role values continuous improvement, so come prepared with ideas or examples of how you've contributed to enhancing compliance systems or processes in the past. Showing that you're proactive about improving workflows will resonate well with the interviewers.
