Senior Auditor

Senior Auditor

Full-Time 55000 - 65000 £ / year (est.) No working from home possible
Vanguard

At a Glance

  • Tasks: Conduct risk-based audits and collaborate with tech teams to enhance controls.
  • Company: Join Vanguard, a leader in financial services with a mission-driven culture.
  • Benefits: Enjoy hybrid work flexibility, competitive salary, and professional growth opportunities.
  • Other info: Mentorship opportunities and exposure across Vanguard's European business.
  • Why this job: Make a real impact by strengthening internal controls in a dynamic environment.
  • Qualifications: Degree in business or related field; audit experience preferred.

The predicted salary is between 55000 - 65000 £ per year.

Vanguard's Internal Audit and SOX department has an exciting opportunity for a Senior Internal Auditor to join our European Business & Corporate Audit Services (BCAS) team! In this dynamic role, you will execute risk-based business and operational audits, while also incorporating technology and IT control considerations relevant to modern, digitally enabled business processes. You will evaluate management's internal controls, influence senior leadership to strengthen the control environment, and support audit coverage of key enterprise and technology-enabled risks. This role offers exposure across all areas of Vanguard's European business, with opportunities to partner closely with business, investment, and technology stakeholders.

Responsibilities

  • Perform complex work for risk-based audits and consulting engagements (including research, evaluation and analysis, testing and reporting) on topics related to risk, governance, process, technology, controls, and operating practices of assigned engagements.
  • Incorporate relevant technology considerations into audits, including assessing IT-enabled controls (e.g., system access, automated controls, data integrity, and key interfaces) in partnership with technology stakeholders.
  • Connect with various levels of management to discuss progress and results including opportunities to strengthen processes/controls and related remediation efforts.
  • Participate in client discussions including assessment of risk and effectiveness of controls based on relevant knowledge and experience. Encourage healthy debate and collaboration among the audit team and establish relationships with business process owners and management.
  • Prepare and deliver high‑quality internal work papers and client‑facing deliverables such as process/control narratives, flowcharts, testing documentation, conclusions, recommendations and audit report findings.
  • Apply relevant industry acumen including common practices, established standards, regulatory and global impact considerations to provide recommendations to business management.
  • Act as a mentor by coaching on internal audit processes and methodology as well as business lines and supporting technology.
  • Participate in special projects and department initiatives, as needed.

Qualifications

  • Undergraduate degree in a business‑related field of concentration or equivalent combination of training and experience; coursework or academic concentration in Management Information Systems (MIS), information technology, or a related discipline is a plus.
  • Professional certification or advanced degree a plus - e.g., MBA; Chartered Accountant (ACA, ACCA) or equivalent; Chartered Internal Auditor (CMIIA) or Certified Internal Auditor (CIA - IIA).
  • General business (financial services including asset management, banking) and audit experience (i.e. operational audits, financial statement audits, internal audits, advisory/consulting, controls/compliance/legal) preferred.
  • Working knowledge of the financial services industry, regulatory requirements, and IT systems preferred.
  • Proven ability to function in a fast‑paced, ambiguous environment working with multiple and diverse responsibilities.
  • Data analytics literacy, with the ability to apply analytical techniques to extract actionable insights and drive informed decision‑making.
  • Strong written and verbal communication and a willingness to assist in areas outside of direct assignments as needed.

Benefits

Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in‑person learning, collaboration, and connection. We believe our mission‑driven and highly collaborative culture is a critical enabler to support long‑term client outcomes and enrich the employee experience.

Senior Auditor employer: Vanguard

Vanguard is an exceptional employer, offering a dynamic work environment where Senior Auditors can thrive through meaningful engagement with diverse stakeholders across our European business. Our hybrid working model promotes flexibility while fostering collaboration and professional growth, ensuring that employees are well-supported in their career development. With a mission-driven culture and a commitment to enhancing the control environment, Vanguard provides a rewarding opportunity for those looking to make a significant impact in the financial services industry.

Vanguard

Contact Details:

Vanguard Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Senior Auditor

Network Like a Pro

Get out there and connect with people in the industry! Attend events, join online forums, or even reach out to current employees at Vanguard. Building relationships can open doors that a CV just can't.

Ace the Interview

Prepare for your interviews by researching Vanguard's values and recent projects. Be ready to discuss how your skills align with their needs, especially around risk management and technology. Show them you’re not just another candidate!

Showcase Your Skills

Bring your A-game by demonstrating your analytical skills and understanding of IT controls during discussions. Use real-life examples from your experience to illustrate how you’ve tackled similar challenges in the past.

Follow Up

After your interview, don’t forget to send a thank-you email! It’s a great way to reiterate your interest in the role and remind them why you’d be a fantastic fit for the team at Vanguard.

We think you need these skills to ace Senior Auditor

Risk-Based Auditing
IT Control Assessment
Internal Controls Evaluation
Data Analytics
Communication Skills
Mentoring and Coaching
Process Improvement

Some tips for your application 🫡

Tailor Your CV:Make sure your CV reflects the skills and experiences that match the Senior Auditor role. Highlight your audit experience, especially in risk-based audits and technology considerations, to show us you’re the right fit!

Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to tell us why you're passionate about internal auditing and how your background aligns with our needs. Don’t forget to mention any relevant certifications or degrees!

Showcase Your Communication Skills:Since this role involves connecting with various levels of management, make sure your application demonstrates your strong written communication skills. Clear and concise writing will help us see your ability to convey complex information effectively.

Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy to do!

How to prepare for a job interview at Vanguard

Know Your Auditing Basics

Brush up on your auditing principles and practices, especially those relevant to risk-based audits. Be ready to discuss how you would evaluate internal controls and the importance of governance in a financial services context.

Showcase Your Tech Savvy

Since this role involves technology considerations, be prepared to talk about your experience with IT controls and data analytics. Highlight any specific tools or methodologies you've used to assess system access and data integrity.

Engage with Real Examples

Prepare to share specific examples from your past experiences where you influenced senior leadership or improved processes. This will demonstrate your ability to connect with management and drive change effectively.

Practice Clear Communication

Strong communication skills are key in this role. Practice articulating complex audit findings in a clear and concise manner. Consider how you would present your recommendations to various stakeholders, ensuring they understand the implications.