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- Tasks: Support compliance oversight and advise on regulatory arrangements in a dynamic team.
- Company: Leading investment management firm based in Manchester.
- Benefits: Hybrid work model, competitive salary, and opportunities for professional growth.
- Why this job: Join a dynamic team and ensure compliance while driving business growth.
- Qualifications: Significant experience in a regulated environment, especially in retail investment platforms.
- Other info: Office presence required three days a week for collaboration.
The predicted salary is between 43200 - 72000 £ per year.
A leading investment management firm in Manchester seeks a Senior Compliance Associate to support compliance oversight within their dynamic team. The candidate will advise on regulatory and operational arrangements, ensuring business growth while maintaining compliance standards. The role requires significant experience in a regulated environment, particularly within retail investment platforms. This position is hybrid, requiring office presence three days a week.
Senior Compliance Partner — Retail Investment Platform (Hybrid) in Manchester employer: Vanguard
Contact Detail:
Vanguard Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Partner — Retail Investment Platform (Hybrid) in Manchester
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment management sector and let them know you're on the lookout for opportunities. You never know who might have a lead on a Senior Compliance Partner role or can introduce you to someone in the know.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of compliance regulations specific to retail investment platforms. We recommend creating a cheat sheet of key points to discuss, so you can confidently showcase your expertise when it counts.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds and shows your enthusiasm for the position.
✨Tip Number 4
Make sure to apply through our website! We’ve got loads of resources to help you stand out, and applying directly can sometimes give you an edge over other candidates. Plus, we love seeing familiar faces from our community!
We think you need these skills to ace Senior Compliance Partner — Retail Investment Platform (Hybrid) in Manchester
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance and retail investment platforms. We want to see how your background aligns with the role, so don’t be shy about showcasing relevant achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for our team. We love seeing passion for compliance and investment management, so let that enthusiasm come through.
Showcase Your Regulatory Knowledge: Since this role involves advising on regulatory arrangements, make sure to mention any specific regulations or frameworks you’re familiar with. We’re looking for someone who can hit the ground running!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Vanguard
✨Know Your Regulations
Make sure you brush up on the latest regulations affecting retail investment platforms. Being able to discuss specific compliance frameworks and how they apply to the firm's operations will show that you're not just familiar with the rules, but that you can actively contribute to maintaining compliance.
✨Showcase Your Experience
Prepare to share concrete examples from your past roles where you've successfully navigated compliance challenges. Highlighting your experience in a regulated environment will demonstrate your capability and reassure them that you can handle the complexities of the role.
✨Understand the Business Model
Take some time to research the firm’s business model and how it operates within the investment management space. This knowledge will help you tailor your answers and show that you understand how compliance fits into their overall strategy for growth.
✨Ask Insightful Questions
Prepare thoughtful questions about the team dynamics and the specific compliance challenges they face. This not only shows your interest in the role but also gives you a chance to assess if the company culture aligns with your values and work style.
