At a Glance
- Tasks: Join a team to draft and harmonise fund prospectuses, ensuring clarity and compliance.
- Company: Vanguard, a leader in asset management with a collaborative culture.
- Benefits: Hybrid working model, competitive salary, and opportunities for professional growth.
- Why this job: Make a real impact in the finance sector while developing your skills.
- Qualifications: Experience in asset management or law, strong drafting skills, and attention to detail.
- Other info: Work in a dynamic environment with excellent career advancement opportunities.
The predicted salary is between 50000 - 60000 £ per year.
Project Contractor Job Description
Prospectus Drafting
- Work with a team to rewrite and harmonise UK and Irish domiciled fund prospectuses/supplements, ensuring consistency of style, structure and positioning across the range.
- Carry out peer benchmarking to ensure disclosures aligned to peers where appropriate.
- Translate technical and regulatory requirements into concise, accurate and audience appropriate disclosures (investment objectives/policies, risk factors etc.).
Regulatory & Policy Alignment
- Ensure alignment with/traceability against applicable regimes, including (as relevant to each fund): In the UK: UK UCITS, FCA COLL/FUND, SDR, UK MMFs. In Ireland: UCITS, SFDR, MMFs.
- Identify regulatory gaps, propose remediation language and provide the rationale (with references to rules/guidance) for sign off.
- Monitor relevant developments during the contract period and recommend updates.
Stakeholder Management & Governance
- Work closely with the Product Legal team on drafting updated sections.
- Engage with numerous teams across the business (including Compliance, Product, Risk, IMG) to ensure accuracy of disclosures and reach agreement on final position.
- Work with Product Legal to ensure Depositary/External Counsel review is carried out; Manage approvals via formal governance (Disclosures Forum, Boards), preparing clear briefing papers.
Project Management
- Project manage the updates and work with key stakeholders to develop and maintain a delivery plan and document tracker, manage critical paths, dependencies and publication dates.
- Own version control, redlines, issues logs and decision logs to ensure auditability.
- Work with Disclosure Specialist to understand down-stream impact of Prospectus changes.
Quality Control
- Perform rigorous quality checks to ensure consistency within a Prospectus and across the range of documents where appropriate and ensure appropriate drafting style (such as plain English clarity where appropriate).
Required Experience & Qualifications
- Some experience in asset management legal/compliance or top tier law firm environment working on UCITS documentation for UK and Irish domiciled funds.
- Paralegals in addition to qualified lawyers will be considered.
- Strong understanding of UCITS products (passive and active) essential; understanding of NURS desirable.
- Demonstrable experience drafting prospectuses and engaging with regulators for Prospectus approvals.
- Strong working knowledge of: UK: FCA Handbook (esp. COLL and FUND); Ireland: relevant Statutory Instruments, Central Bank UCITS Regulations and CBI Guidance.
- Proven ability to provide regulatory rationale for disclosures and to cite rules/guidance succinctly.
- Excellent drafting skills and meticulous attention to detail.
- Experience engaging with Depositaries/Trustees and coordinating with external counsel.
- Strong team player – ability to collaborate effectively across multiple teams will be key.
- Prior involvement in large scale re-papering or regulatory change programmes desirable.
We do not accept sponsorship for this role.
Hybrid working
3 office days per week.
How We Work
Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.
Fund Disclosure / Prospectus Specialist in Manchester employer: Vanguard
Contact Detail:
Vanguard Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Fund Disclosure / Prospectus Specialist in Manchester
✨Tip Number 1
Network like a pro! Reach out to folks in the asset management and legal sectors. Use LinkedIn to connect with people who work at companies you're interested in, and don't be shy about asking for informational chats. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UCITS and relevant regulations. Make sure you can discuss how you've tackled similar challenges in past roles. We want to see that you can translate complex regulatory requirements into clear, concise disclosures.
✨Tip Number 3
Showcase your project management skills! Be ready to talk about how you've managed timelines, coordinated with multiple teams, and ensured quality control in your previous projects. Highlighting these experiences will set you apart from other candidates.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, it shows you're genuinely interested in joining our team. Keep an eye on our careers page for the latest opportunities!
We think you need these skills to ace Fund Disclosure / Prospectus Specialist in Manchester
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Fund Disclosure / Prospectus Specialist role. Highlight your experience with UCITS documentation and any relevant regulatory knowledge. We want to see how your skills align with what we're looking for!
Show Off Your Drafting Skills: Since this role involves a lot of prospectus drafting, include examples of your previous work if possible. We love seeing clear, concise writing that meets regulatory standards, so don’t hold back on showcasing your best pieces!
Be Clear About Your Experience: When detailing your experience, be specific about your roles in asset management or legal environments. Mention any direct interactions with regulators or involvement in large-scale projects. We appreciate transparency and clarity in your application!
Apply Through Our Website: We encourage you to submit your application through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at Vanguard
✨Know Your Regulations
Make sure you brush up on the UK and Irish regulatory frameworks, especially UCITS and FCA COLL/FUND. Being able to discuss these in detail will show that you understand the landscape and can translate complex regulations into clear disclosures.
✨Showcase Your Drafting Skills
Prepare examples of your previous work, particularly any prospectuses you've drafted. Be ready to discuss your approach to ensuring clarity and consistency, as well as how you handle feedback from various stakeholders.
✨Engage with Stakeholders
Think about how you’ve collaborated with different teams in the past. Be prepared to share specific instances where you successfully managed stakeholder expectations and reached consensus on complex issues.
✨Project Management Prowess
Highlight your experience in project management, especially in relation to document tracking and managing critical paths. Discuss how you ensure auditability and maintain version control, as this will be crucial for the role.