At a Glance
- Tasks: Conduct risk-based audits and evaluate IT controls in a dynamic environment.
- Company: Join Vanguard, a mission-driven company with a collaborative culture.
- Benefits: Enjoy hybrid work flexibility, competitive salary, and professional growth opportunities.
- Other info: Mentorship opportunities and exposure across Vanguard's European business.
- Why this job: Make an impact by strengthening internal controls and influencing senior leadership.
- Qualifications: Degree in business or related field; audit experience preferred.
The predicted salary is between 55000 - 65000 £ per year.
Vanguard's Internal Audit and SOX department has an exciting opportunity for a Senior Internal Auditor to join our European Business & Corporate Audit Services (BCAS) team! In this dynamic role, you will execute risk-based business and operational audits, while also incorporating technology and IT control considerations relevant to modern, digitally enabled business processes. You will evaluate management's internal controls, influence senior leadership to strengthen the control environment, and support audit coverage of key enterprise and technology-enabled risks. This role offers exposure across all areas of Vanguard's European business, with opportunities to partner closely with business, investment, and technology stakeholders.
Responsibilities
- Perform complex work for risk-based audits and consulting engagements (including research, evaluation and analysis, testing and reporting) on topics related to risk, governance, process, technology, controls, and operating practices of assigned engagements.
- Incorporate relevant technology considerations into audits, including assessing IT-enabled controls (e.g., system access, automated controls, data integrity, and key interfaces) in partnership with technology stakeholders.
- Connect with various levels of management to discuss progress and results including opportunities to strengthen processes/controls and related remediation efforts.
- Participate in client discussions including assessment of risk and effectiveness of controls based on relevant knowledge and experience. Encourage healthy debate and collaboration among the audit team and establish relationships with business process owners and management.
- Prepare and deliver high‑quality internal work papers and client‑facing deliverables such as process/control narratives, flowcharts, testing documentation, conclusions, recommendations and audit report findings.
- Apply relevant industry acumen including common practices, established standards, regulatory and global impact considerations to provide recommendations to business management.
- Act as a mentor by coaching on internal audit processes and methodology as well as business lines and supporting technology.
- Participate in special projects and department initiatives, as needed.
Qualifications
- Undergraduate degree in a business‑related field of concentration or equivalent combination of training and experience; coursework or academic concentration in Management Information Systems (MIS), information technology, or a related discipline is a plus.
- Professional certification or advanced degree a plus - e.g., MBA; Chartered Accountant (ACA, ACCA) or equivalent; Chartered Internal Auditor (CMIIA) or Certified Internal Auditor (CIA - IIA).
- General business (financial services including asset management, banking) and audit experience (i.e. operational audits, financial statement audits, internal audits, advisory/consulting, controls/compliance/legal) preferred.
- Working knowledge of the financial services industry, regulatory requirements, and IT systems preferred.
- Proven ability to function in a fast‑paced, ambiguous environment working with multiple and diverse responsibilities.
- Data analytics literacy, with the ability to apply analytical techniques to extract actionable insights and drive informed decision‑making.
- Strong written and verbal communication and a willingness to assist in areas outside of direct assignments as needed.
Benefits
Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in‑person learning, collaboration, and connection. We believe our mission‑driven and highly collaborative culture is a critical enabler to support long‑term client outcomes and enrich the employee experience.
Senior Internal Auditor – IT & Process Controls (Hybrid) in London employer: Vanguard
Vanguard is an exceptional employer that fosters a mission-driven and highly collaborative culture, making it an ideal place for professionals seeking meaningful and rewarding employment. With a hybrid working model, employees enjoy enhanced flexibility while benefiting from in-person learning and collaboration opportunities. The company prioritises employee growth through mentorship and exposure to diverse business areas, ensuring that team members can thrive in their careers while contributing to the success of Vanguard's European operations.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Internal Auditor – IT & Process Controls (Hybrid) in London
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, or even reach out to folks on LinkedIn. Building relationships can open doors that a CV just can't.
✨Ace the Interview
Prepare for your interviews by researching Vanguard and understanding their values. Practice common interview questions and think about how your skills align with the role. Confidence is key, so show them what you've got!
✨Showcase Your Skills
During interviews, don’t just talk about your experience—demonstrate it! Use examples from your past work to highlight your problem-solving skills and how you’ve tackled challenges in IT and process controls.
✨Apply Through Our Website
Make sure to apply directly through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you're genuinely interested in joining our team at Vanguard.
We think you need these skills to ace Senior Internal Auditor – IT & Process Controls (Hybrid) in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Senior Internal Auditor role. Highlight your experience in risk-based audits and any tech-savvy skills you have, as we love a candidate who understands modern business processes!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to tell us why you're passionate about internal auditing and how your background makes you a perfect fit for our team. Don’t forget to mention any relevant certifications or experiences that set you apart.
Showcase Your Communication Skills:Since this role involves connecting with various levels of management, make sure your application showcases your strong written communication skills. We want to see how you can convey complex ideas clearly and effectively!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands and shows us you’re serious about joining our team at Vanguard!
How to prepare for a job interview at Vanguard
✨Know Your Auditing Basics
Brush up on your knowledge of risk-based audits and internal controls. Be ready to discuss how you would evaluate management's internal controls and the importance of IT-enabled controls in modern business processes.
✨Showcase Your Tech Savvy
Since this role involves technology considerations, be prepared to talk about your experience with IT systems and data analytics. Highlight any specific tools or methodologies you've used to assess IT controls and how they can enhance audit effectiveness.
✨Engage with Stakeholders
Demonstrate your ability to connect with various levels of management. Prepare examples of how you've influenced senior leadership in past roles to strengthen processes and controls, and be ready to discuss how you would approach similar situations at Vanguard.
✨Prepare Quality Deliverables
Familiarise yourself with the types of deliverables expected in this role, such as process narratives and audit reports. Think about how you can present your findings clearly and effectively, and be ready to discuss your approach to preparing high-quality documentation.
