At a Glance
- Tasks: Conduct risk-based audits and collaborate with tech teams to enhance internal controls.
- Company: Join Vanguard, a leading financial services firm with a mission-driven culture.
- Benefits: Enjoy a hybrid work model, competitive salary, and opportunities for professional growth.
- Other info: Dynamic role with exposure across Vanguard's European business and mentorship opportunities.
- Why this job: Make a real impact by influencing senior leadership and strengthening business processes.
- Qualifications: Degree in business or related field; audit experience preferred.
The predicted salary is between 55000 - 65000 £ per year.
Vanguard's Internal Audit and SOX department has an exciting opportunity for a Senior Internal Auditor to join our European Business & Corporate Audit Services (BCAS) team! In this dynamic role, you will execute risk‐based business and operational audits, while also incorporating technology and IT control considerations relevant to modern, digitally enabled business processes. You will evaluate management's internal controls, influence senior leadership to strengthen the control environment, and support audit coverage of key enterprise and technology‐enabled risks. This role offers exposure across all areas of Vanguard's European business, with opportunities to partner closely with business, investment, and technology stakeholders.
Responsibilities
- Perform complex work for risk‐based audits and consulting engagements (including research, evaluation and analysis, testing and reporting) on topics related to risk, governance, process, technology, controls, and operating practices of assigned engagements.
- Incorporate relevant technology considerations into audits, including assessing IT‐enabled controls (e.g., system access, automated controls, data integrity, and key interfaces) in partnership with technology stakeholders.
- Connect with various levels of management to discuss progress and results including opportunities to strengthen processes/controls and related remediation efforts.
- Participate in client discussions including assessment of risk and effectiveness of controls based on relevant knowledge and experience. Encourage healthy debate and collaboration among the audit team and establish relationships with business process owners and management.
- Prepare and deliver high‐quality internal work papers and client‐facing deliverables such as process/control narratives, flowcharts, testing documentation, conclusions, recommendations and audit report findings.
- Apply relevant industry acumen including common practices, established standards, regulatory and global impact considerations to provide recommendations to business management.
- Act as a mentor by coaching on internal audit processes and methodology as well as business lines and supporting technology.
- Participate in special projects and department initiatives, as needed.
Qualifications
- Undergraduate degree in a business‐related field of concentration or equivalent combination of training and experience; coursework or academic concentration in Management Information Systems (MIS), information technology, or a related discipline is a plus.
- Professional certification or advanced degree a plus – e.g., MBA; Chartered Accountant (ACA, ACCA) or equivalent; Chartered Internal Auditor (CMIIA) or Certified Internal Auditor (CIA – IIA).
- General business (financial services including asset management, banking) and audit experience (i.e. operational audits, financial statement audits, internal audits, advisory/consulting, controls/compliance/legal) preferred.
- Working knowledge of the financial services industry, regulatory requirements, and IT systems preferred.
- Proven ability to function in a fast‐paced, ambiguous environment working with multiple and diverse responsibilities.
- Data analytics literacy, with the ability to apply analytical techniques to extract actionable insights and drive informed decision‐making.
- Strong written and verbal communication and a willingness to assist in areas outside of direct assignments as needed.
Special factors
- This position is hybrid and will require you to work in our London office Tuesday‐Thursday.
- Vanguard is not offering visa sponsorship for this position.
How We Work
Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in‐person learning, collaboration, and connection. We believe our mission‐driven and highly collaborative culture is a critical enabler to support long‐term client outcomes and enrich the employee experience.
Internal Auditor in London employer: Vanguard
Vanguard is an exceptional employer that fosters a mission-driven and highly collaborative culture, making it an ideal place for professionals seeking meaningful work. With a hybrid working model that promotes flexibility while encouraging in-person collaboration, employees benefit from exposure to diverse areas of the business and opportunities for professional growth. The London office environment supports mentorship and innovation, ensuring that team members can thrive and contribute to strengthening internal controls and processes across Vanguard's European operations.
StudySmarter Expert Advice🤫
We think this is how you could land Internal Auditor in London
✨Tip Number 1
Network like a pro! Reach out to current or former employees at Vanguard through LinkedIn. A friendly chat can give you insider info and maybe even a referral, which can really boost your chances.
✨Tip Number 2
Prepare for the interview by researching Vanguard's values and recent projects. We want to see how you align with our mission and how you can contribute to our dynamic team. Bring your A-game!
✨Tip Number 3
Showcase your tech-savvy side! Since this role involves IT controls, be ready to discuss your experience with technology in audits. We love candidates who can bridge the gap between finance and tech.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re serious about joining our team at Vanguard.
We think you need these skills to ace Internal Auditor in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that match the Internal Auditor role. Highlight any relevant audit experience, especially in risk-based audits and technology controls, to show us you’re the right fit!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re excited about the role and how your background aligns with our needs. Don’t forget to mention your understanding of the financial services industry and your analytical skills.
Showcase Your Communication Skills:Since this role involves connecting with various levels of management, make sure your application demonstrates your strong written communication skills. We want to see how you can convey complex ideas clearly and effectively.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team!
How to prepare for a job interview at Vanguard
✨Know Your Auditing Basics
Brush up on your knowledge of risk-based audits and internal controls. Be ready to discuss how you would evaluate management's internal controls and influence senior leadership. This shows that you understand the core responsibilities of the role.
✨Showcase Your Tech Savvy
Since this role involves technology considerations, be prepared to talk about your experience with IT controls and data integrity. Highlight any relevant projects where you incorporated technology into audits, as this will demonstrate your ability to adapt to modern business processes.
✨Prepare for Client Discussions
Think about how you would approach discussions with various levels of management. Prepare examples of how you've previously assessed risks and effectiveness of controls, and be ready to share your thoughts on strengthening processes and controls.
✨Demonstrate Your Communication Skills
Strong written and verbal communication is key in this role. Practice articulating your thoughts clearly and concisely. You might even want to prepare a mock audit report or presentation to showcase your ability to deliver high-quality client-facing deliverables.
