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- Tasks: Advise on governance and conduct matters for European investment products.
- Company: Leading UK investment firm with a strong reputation in asset management.
- Benefits: Hybrid work model, competitive salary, and opportunities for professional growth.
- Why this job: Join a dynamic team and make a real impact in the investment compliance space.
- Qualifications: Experience in asset management compliance and strong relationship management skills.
- Other info: Flexible working environment with a focus on career development.
The predicted salary is between 43200 - 72000 £ per year.
A leading investment firm in the UK is seeking a Compliance Specialist to join their Product Compliance Advisory team. This role involves advising on governance and conduct matters for European products, including UK and Irish funds.
The ideal candidate will have significant experience in asset management compliance, particularly within FCA guidelines, and excellent relationship management skills.
The position requires hybrid work, with three office days per week.
Senior Product Compliance Advisor - European Funds in City of Westminster employer: Vanguard
Contact Detail:
Vanguard Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Product Compliance Advisor - European Funds in City of Westminster
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment and compliance sectors. A friendly chat can lead to insider info about job openings or even a referral, which can give you a leg up in the application process.
✨Tip Number 2
Prepare for interviews by brushing up on FCA guidelines and current trends in asset management compliance. We recommend practising common interview questions with a friend or using mock interview platforms to boost your confidence.
✨Tip Number 3
Showcase your relationship management skills during interviews. Think of examples where you've successfully navigated complex compliance issues or built strong partnerships. This will demonstrate your fit for the role and the team.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged with our platform.
We think you need these skills to ace Senior Product Compliance Advisor - European Funds in City of Westminster
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in asset management compliance, especially within FCA guidelines. We want to see how your skills align with the role, so don’t be shy about showcasing relevant achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for our Product Compliance Advisory team. Share specific examples of your relationship management skills and how they’ve helped you in previous roles.
Showcase Your Knowledge: In your application, demonstrate your understanding of governance and conduct matters for European products. We love candidates who can speak confidently about the nuances of UK and Irish funds, so don’t hold back!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy – just follow the prompts!
How to prepare for a job interview at Vanguard
✨Know Your Compliance Stuff
Make sure you brush up on FCA guidelines and asset management compliance. Be ready to discuss how these regulations impact European funds, especially in the UK and Ireland. Showing that you’re well-versed in these areas will definitely impress the interviewers.
✨Showcase Your Relationship Management Skills
Prepare examples of how you've successfully managed relationships with stakeholders in previous roles. This could be through effective communication or resolving conflicts. The ability to build rapport is crucial in this role, so make it a key part of your discussion.
✨Understand the Company’s Values
Research the investment firm’s mission and values. Tailor your answers to reflect how your personal values align with theirs. This shows that you’re not just looking for any job, but that you genuinely want to contribute to their success.
✨Prepare for Hybrid Work Questions
Since the role involves hybrid work, think about how you manage your time and productivity in both office and remote settings. Be ready to discuss your strategies for staying connected with the team and ensuring compliance standards are met, regardless of where you’re working from.
