At a Glance
- Tasks: Conduct risk-based audits and evaluate internal controls in a dynamic environment.
- Company: Join Vanguard, a leading financial services firm with a collaborative culture.
- Benefits: Enjoy a hybrid work model, competitive salary, and opportunities for professional growth.
- Other info: Mentorship opportunities and exposure to diverse business areas await you.
- Why this job: Make a real impact by strengthening processes and controls across Vanguard's European business.
- Qualifications: Degree in business or related field; audit experience preferred.
The predicted salary is between 55000 - 65000 £ per year.
Vanguard's Internal Audit and SOX department has an exciting opportunity for a Senior Internal Auditor to join our European Business & Corporate Audit Services (BCAS) team! In this dynamic role, you will execute risk‑based business and operational audits, while also incorporating technology and IT control considerations relevant to modern, digitally enabled business processes. You will evaluate management's internal controls, influence senior leadership to strengthen the control environment, and support audit coverage of key enterprise and technology‑enabled risks. This role offers exposure across all areas of Vanguard's European business, with opportunities to partner closely with business, investment, and technology stakeholders.
Responsibilities
- Perform complex work for risk‑based audits and consulting engagements (including research, evaluation and analysis, testing and reporting) on topics related to risk, governance, process, technology, controls, and operating practices of assigned engagements.
- Incorporate relevant technology considerations into audits, including assessing IT‑enabled controls (e.g., system access, automated controls, data integrity, and key interfaces) in partnership with technology stakeholders.
- Connect with various levels of management to discuss progress and results including opportunities to strengthen processes/controls and related remediation efforts.
- Participate in client discussions including assessment of risk and effectiveness of controls based on relevant knowledge and experience. Encourage healthy debate and collaboration among the audit team and establish relationships with business process owners and management.
- Prepare and deliver high‑quality internal work papers and client‑facing deliverables such as process/control narratives, flowcharts, testing documentation, conclusions, recommendations and audit report findings.
- Apply relevant industry acumen including common practices, established standards, regulatory and global impact considerations to provide recommendations to business management.
- Act as a mentor by coaching on internal audit processes and methodology as well as business lines and supporting technology.
- Participate in special projects and department initiatives, as needed.
Qualifications
- Undergraduate degree in a business‑related field of concentration or equivalent combination of training and experience; coursework or academic concentration in Management Information Systems (MIS), information technology, or a related discipline is a plus.
- Professional certification or advanced degree a plus – e.g., MBA; Chartered Accountant (ACA, ACCA) or equivalent; Chartered Internal Auditor (CMIIA) or Certified Internal Auditor (CIA – IIA).
- General business (financial services including asset management, banking) and audit experience (i.e. operational audits, financial statement audits, internal audits, advisory/consulting, controls/compliance/legal) preferred.
- Working knowledge of the financial services industry, regulatory requirements, and IT systems preferred.
- Proven ability to function in a fast paced, ambiguous environment working with multiple and diverse responsibilities.
- Data analytics literacy, with the ability to apply analytical techniques to extract actionable insights and drive informed decision‑making.
- Strong written and verbal communication and a willingness to assist in areas outside of direct assignments as needed.
Special factors
- This position is hybrid and will require you to work in our London office Tuesday‑Thursday.
- Vanguard is not offering visa sponsorship for this position.
How We Work
Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in‑person learning, collaboration, and connection. We believe our mission‑driven and highly collaborative culture is a critical enabler to support long‑term client outcomes and enrich the employee experience.
Internal Auditor in London employer: Vanguard Group, Inc.
Vanguard is an exceptional employer that fosters a mission-driven and highly collaborative culture, making it an ideal place for professionals seeking meaningful work in the financial services sector. With a hybrid working model that promotes flexibility while encouraging in-person collaboration, employees benefit from exposure to diverse business areas and opportunities for professional growth. The supportive environment not only enhances employee experience but also empowers team members to influence senior leadership and strengthen internal controls across Vanguard's European operations.
StudySmarter Expert Advice🤫
We think this is how you could land Internal Auditor in London
✨Tip Number 1
Network like a pro! Reach out to current or former employees at Vanguard through LinkedIn. A friendly chat can give you insider info and maybe even a referral, which can really boost your chances.
✨Tip Number 2
Prepare for the interview by researching Vanguard's values and recent projects. We want to see that you’re genuinely interested in our mission and how you can contribute to our team.
✨Tip Number 3
Show off your skills during the interview! Be ready to discuss specific examples of how you've tackled risk-based audits or used data analytics in past roles. We love hearing about real experiences.
✨Tip Number 4
Don’t forget to follow up after your interview! A quick thank-you email can keep you fresh in our minds and shows your enthusiasm for the role. Plus, it’s just good manners!
We think you need these skills to ace Internal Auditor in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Internal Auditor role. Highlight relevant experience in risk-based audits and any tech-savvy skills you have. We want to see how your background aligns with what we do at Vanguard!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about internal auditing and how you can contribute to our team. Don’t forget to mention your understanding of the financial services industry and any relevant certifications.
Showcase Your Analytical Skills:Since data analytics is key for this role, make sure to highlight any experience you have with analytical techniques. We love seeing how you can extract insights from data and drive decision-making, so don’t hold back!
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and get you into our system quickly. Plus, you’ll find all the details you need right there!
How to prepare for a job interview at Vanguard Group, Inc.
✨Know Your Auditing Basics
Brush up on your auditing principles and practices, especially those relevant to risk-based audits. Be ready to discuss how you would evaluate internal controls and the importance of IT considerations in modern audits.
✨Showcase Your Tech Savvy
Since this role involves technology and IT controls, prepare examples of how you've incorporated tech into your previous audit work. Highlight any experience with data analytics or IT systems that can enhance audit processes.
✨Engage with Stakeholders
Demonstrate your ability to connect with various levels of management. Think of instances where you've influenced senior leadership or collaborated with business process owners to strengthen controls and processes.
✨Prepare Quality Deliverables
Familiarise yourself with the types of deliverables expected in this role, such as audit reports and process narratives. Be ready to discuss how you ensure high-quality documentation and effective communication in your audit findings.