Legal and Compliance Counsel in London

Legal and Compliance Counsel in London

London Full-Time 28800 - 48000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Support legal and compliance functions in a dynamic financial services environment.
  • Company: Join Validus, a tech-enabled advisory firm focused on financial market risk management.
  • Benefits: Competitive salary, bonuses, enhanced health insurance, and support for professional qualifications.
  • Why this job: Make an impact in a growing business while developing your legal career.
  • Qualifications: Qualified solicitor with experience in financial services and strong analytical skills.
  • Other info: Embrace diversity and innovation in a collaborative team culture.

The predicted salary is between 28800 - 48000 £ per year.

We are looking for a full-time Legal and Compliance Counsel with experience in the financial services industry to help build and support the Legal and Compliance function at Validus. This position is a great opportunity for an ambitious individual looking to join a growing business and to develop their career within a dynamic team spanning finance and technology.

Requirements

  • Support the embedding of awareness across the Company of its regulatory compliance requirements and responsibilities including ensuring all staff members have read, understood, and signed all Compliance documents including policies and procedures.
  • Assist in monitoring the Company’s compliance with regulations in each of the countries in which the Company operates and implementing the Compliance Framework and Compliance Monitoring Plan.
  • Assist with the preparation and filing of submissions to the FCA, NFA, CFTC, OSC, MAS, NFSA and other regulators, including relevant public disclosures.
  • Work closely with the client onboarding team to ensure KYC checks are completed.
  • Liaise with external advisors on legal, regulatory and compliance topics and projects.
  • Conduct investigations in respect of any operational errors.
  • Assist on the completion of all legal related tasks including supplier due diligence and contractual documentation, IP arrangements, terms and conditions, and delegated reporting.
  • Assist on data protection matters.
  • Assist with building strong corporate governance including company secretarial and risk control matters.

Essential Skills, Experience and Qualification

  • A qualified solicitor (England and Wales) with approximately 2 years’ post-qualification experience in legal and compliance roles within the financial services sector.
  • Demonstrate strong contractual drafting and analytical skills, combined with pragmatism and business sense.
  • Be able to translate complex legal or factual issues into plain English language communications.
  • Have a strong sense of ownership and drive to push complex legal matters forward to completion.
  • Work effectively with cross-functional and remote teams in a collaborative manner and be able to perform and deliver results under pressure.
  • At least 5 years’ experience in financial services environment, preferably in legal and Compliance.

Benefits

  • Eligible for company bonus scheme
  • Enhanced Health Insurance with Dental, Optical and Mental health benefits
  • Financial support towards qualifications
  • Pension

About the Company

Validus Risk Management is an independent technology-enabled advisory firm specialising in the management of FX, interest rate and other market risks. We work with institutional investors, fund managers, and portfolio companies to design and implement strategies to measure, manage and monitor financial market risk, using a market-tested combination of specialist consulting services, trade execution and innovative risk technology. Working at Validus can offer an exciting opportunity for both personal development and professional growth. Share in our mission to become the largest and most respected specialist provider of financial market risk services in the world.

Notable benefits include a competitive remuneration package (salary + bonus), health care, retirement plans, and financial support towards professional qualifications. Our core company values are; Accountability – Getting it done and owning the result. Teamwork – We succeed by helping others succeed. Integrity – We serve our clients; the responsibility is sacrosanct. Diversity – Diversity boosts creativity – creativity is our edge. Kaizen – Strive to do things better. Innovation kills complacency. Validus is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.

Legal and Compliance Counsel in London employer: Validus Risk Management

Validus Risk Management is an exceptional employer that fosters a dynamic work culture where accountability, teamwork, and integrity are at the forefront. With a strong commitment to employee growth, we offer competitive remuneration, enhanced health benefits, and financial support for professional qualifications, making it an ideal place for ambitious individuals in the legal and compliance field to thrive and develop their careers in the financial services industry.
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Contact Detail:

Validus Risk Management Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Legal and Compliance Counsel in London

✨Tip Number 1

Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. You never know who might have a lead or can put in a good word for you.

✨Tip Number 2

Prepare for interviews by researching Validus and its compliance framework. Show us that you understand our values and how you can contribute to our mission. Tailor your responses to highlight your relevant experience in legal and compliance roles.

✨Tip Number 3

Practice your communication skills! Being able to translate complex legal jargon into plain English is key. We want to see how you can make compliance relatable and understandable for everyone in the company.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows us you’re genuinely interested in joining our team at Validus.

We think you need these skills to ace Legal and Compliance Counsel in London

Regulatory Compliance
Legal Drafting
Analytical Skills
KYC Checks
Contractual Documentation
Data Protection
Corporate Governance
Cross-Functional Collaboration
Communication Skills
Problem-Solving Skills
Ownership and Drive
Pressure Management
Financial Services Experience
Compliance Monitoring

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Legal and Compliance Counsel role. Highlight your experience in financial services and any relevant compliance work you've done. We want to see how your skills match what we're looking for!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team at Validus. Keep it concise but impactful – we love a good story!

Showcase Your Skills: Don’t forget to showcase your strong contractual drafting and analytical skills in your application. We’re looking for someone who can translate complex legal issues into plain English, so give us examples of how you've done this before.

Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates from us. Plus, it’s super easy!

How to prepare for a job interview at Validus Risk Management

✨Know Your Regulations

Make sure you brush up on the key regulations relevant to the financial services industry, especially those that Validus operates under. Being able to discuss these confidently will show your understanding of the compliance landscape and how it impacts the business.

✨Showcase Your Drafting Skills

Prepare examples of your contractual drafting work or any legal documents you've handled in the past. This will demonstrate your strong analytical skills and ability to translate complex legal jargon into plain English, which is crucial for this role.

✨Emphasise Team Collaboration

Be ready to share experiences where you've worked effectively with cross-functional teams. Highlight how you’ve collaborated with others to achieve compliance goals, as teamwork is a core value at Validus.

✨Demonstrate Ownership and Drive

Think of instances where you've taken ownership of a project or legal matter and pushed it through to completion. Validus values accountability, so showing your proactive approach will resonate well with the interviewers.

Legal and Compliance Counsel in London
Validus Risk Management
Location: London

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