At a Glance
- Tasks: Support legal and compliance functions in a dynamic financial services environment.
- Company: Join Validus, a tech-enabled advisory firm focused on financial market risk management.
- Benefits: Enjoy competitive salary, bonuses, enhanced health insurance, and support for qualifications.
- Why this job: Kickstart your career in a growing business with opportunities for personal and professional development.
- Qualifications: 1+ year experience in financial services, strong analytical and communication skills required.
- Other info: Be part of a diverse team that values accountability, teamwork, and innovation.
The predicted salary is between 28800 - 48000 £ per year.
We are looking for a full-time Legal & Compliance Analyst with experience in the financial services industry to help build and support the Legal & Compliance function at Validus. This position is a great opportunity for an ambitious individual looking to join a growing business and to develop their career within a dynamic team spanning finance and technology.
Key Responsibilities:
- Support the embedding of awareness across the Company of its regulatory compliance requirements and responsibilities.
- Ensure all staff members have read, understood, and signed all Compliance documents including policies and procedures.
- Assist in monitoring the Company’s compliance with regulations in each of the countries in which the Company operates.
- Implement the Compliance Framework and Compliance Monitoring Plan.
- Assist with the preparation and filing of submissions to the FCA, NFA, CFTC, OSC and other regulators, including relevant public disclosures.
- Work closely with the client onboarding team to ensure KYC checks are completed.
- Liaise with external advisors on legal, regulatory and compliance topics and projects.
- Conduct investigations in respect of any operational errors.
- Assist on the completion of all legal related tasks including supplier due diligence and contractual documentation, IP arrangements, terms and conditions, advisory on ISDA documentation and delegated reporting.
- Assist on data protection matters.
- Assist with building strong corporate governance including company secretarial and risk control matters.
Qualifications:
- Strong educational background with a university degree.
- At least 1 year experience in financial services environment, preferably in legal, compliance or risk assurance.
- Highly organised, reliable, able to meet deadlines, self-motivated with the capacity to work autonomously, as part of a team and across teams.
- Able to work off own initiative and feel comfortable putting together board and senior management level presentations.
- Strong analytical skills.
- Strong communication and inter-personal skills with commercial awareness.
- Strong report writing skills and attention to detail.
- Strong time management and organisational skills, and ability to prioritise and multi-task and work within tight deadlines.
- High standard of written and spoken English required to communicate effectively to stakeholders at all levels.
Compensation and Benefits:
- Eligible for company bonus scheme.
- Enhanced Health Insurance with Dental, Optical and Mental health benefits.
- Financial support towards qualifications.
- Pension.
About the Company:
Validus Risk Management is an independent technology-enabled advisory firm specialising in the management of FX, interest rate and other market risks. We work with institutional investors, fund managers, and portfolio companies to design and implement strategies to measure, manage and monitor financial market risk, using a market-tested combination of specialist consulting services, trade execution and innovative risk technology. Working at Validus can offer an exciting opportunity for both personal development and professional growth.
Validus is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.
Legal & Compliance Analyst employer: Validus Risk Management
Contact Detail:
Validus Risk Management Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Legal & Compliance Analyst
✨Tip Number 1
Network like a pro! Reach out to people in the financial services industry, especially those in legal and compliance roles. Attend industry events or webinars to make connections and learn more about potential opportunities.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory compliance and the specific requirements of the role. We recommend practising common interview questions and having examples ready that showcase your analytical skills and attention to detail.
✨Tip Number 3
Showcase your communication skills! During interviews, be clear and concise when discussing your experiences. Remember, you want to demonstrate that you can effectively communicate with stakeholders at all levels, just like the job requires.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re genuinely interested in joining our dynamic team at Validus.
We think you need these skills to ace Legal & Compliance Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Legal & Compliance Analyst role. Highlight your experience in financial services and any relevant compliance work you've done. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team at Validus. Keep it concise but impactful – we love a good story!
Show Off Your Attention to Detail: In compliance, attention to detail is key. Make sure your application is free from typos and errors. We appreciate candidates who take the time to double-check their work – it shows us you care!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets to us quickly and efficiently. Plus, you’ll get to see more about our company culture while you’re there!
How to prepare for a job interview at Validus Risk Management
✨Know Your Regulations
Make sure you brush up on the key regulations relevant to the financial services industry, especially those that Validus operates under. Being able to discuss these confidently will show your understanding of the compliance landscape and how it impacts the business.
✨Showcase Your Analytical Skills
Prepare examples from your past experience where you've successfully analysed compliance issues or operational errors. Highlighting your analytical skills with real-life scenarios will demonstrate your capability to handle the responsibilities of the role.
✨Communicate Effectively
Practice articulating your thoughts clearly and concisely. Given the importance of communication in this role, being able to present complex information in an understandable way will be crucial. Consider preparing a mock presentation to get comfortable.
✨Demonstrate Teamwork and Initiative
Validus values teamwork and accountability, so be ready to share instances where you've worked collaboratively or taken the initiative in previous roles. This will help illustrate that you align with their core values and can contribute positively to their team dynamic.