At a Glance
- Tasks: Lead compliance strategies and ensure adherence to financial services regulations.
- Company: Join a leading financial services firm with a strong regulatory focus.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Other info: Opportunity for career advancement and to work closely with key regulators.
- Why this job: Make a real impact in regulatory compliance and shape the future of finance.
- Qualifications: Experience in life assurance or financial services, especially in offshore finance.
The predicted salary is between 31500 - 38500 £ per year.
Are you the right applicant for this opportunity Find out by reading through the role overview below.
To act as principal regulatory compliance lead for Utmost Holdings Isle of Man Limited (UHIOM) in respect of financial services legislation and regulation to ensure accurate and effective regulatory interpretation.
To establish, implement and maintain compliance strategies, policies, procedures and training in line with the legal and regulatory obligations that the Group must operate to.
Act as the Compliance Officer across UHIOM as required.
Ensures positive and proactive relationships are maintained with all UHIOMs key regulators.
Supports the Isle of Man Chief Risk Officer (CRO) in the delivery of all 2nd line services activity to ensure the effective management of all aspects of regulatory risk.
Deputises for the International CRO, as required. xgikmsk
This role may be subject to regulatory approval.
Candidate must have Life Assurance or Financial Services Experience in the Offshore Finance Sector
Please click on the apply button to read the full job description
Head of Compliance in Moffat employer: Utmost Services
Utmost is an exceptional employer that prioritises the growth and development of its employees, offering a dynamic work culture where innovation and collaboration thrive. As a Cyber Security Threat Hunter, you will benefit from comprehensive training opportunities and access to cutting-edge technology in a supportive environment, all while contributing to the vital mission of safeguarding our networks and systems. Located in a vibrant area, Utmost fosters a sense of community and encourages a healthy work-life balance, making it an ideal place for those seeking meaningful and rewarding employment.
StudySmarter Expert Advice🤫
We think this is how you could land Head of Compliance in Moffat
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Utmost Services looking for candidates who are engaged and informed.
We think you need these skills to ace Head of Compliance in Moffat
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Utmost Services. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Utmost Services
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Utmost Services’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!