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- Tasks: Support the compliance team with onboarding, reporting, and regulatory processes.
- Company: Join a leading multibillion Equity Long/Short Hedge Fund in London.
- Benefits: Enjoy a competitive salary, bonuses, and excellent benefits.
- Why this job: Be part of a dynamic team shaping compliance in a fast-paced environment.
- Qualifications: 3+ years in compliance; degree preferred but not essential.
- Other info: Opportunity to work on global compliance projects and develop your career.
The predicted salary is between 68000 - 85000 £ per year.
Our client, a multibillion Equity Long/Short Hedge Fund, part of a $75bn group, is currently seeking a dynamic Compliance Associate to join its growing Compliance Team in London. This individual will be the third member of the UK Compliance Team and will provide general support in a variety of areas. They will report directly to the UK Chief Compliance Officer.
Responsibilities & Goals
- Provide general support to the compliance team in a broad range of areas, growing as the Firm develops.
- Responsibility for employee onboarding and compliance matters including the management of compliance certifications, personal account dealing requests and holdings disclosures, and gifts/entertainment requests and disclosures.
- Assisting with numerous daily compliance processes – including providing redundancy on certain key tasks such as short/long position disclosures and transaction reporting.
- Administration of the Firm’s training program, including the maintenance of relevant training logs.
- Supporting the Firm’s compliance framework for research consumption.
- Processing KYC requests from brokers and other service providers.
- Assisting the Firm with its general recordkeeping obligations.
- Monitoring of domestic and international policy and regulatory developments.
- Involvement in the firm's compliance projects globally, including implementation of regulatory changes and ongoing improvement of compliance systems.
Education & Experience
- 3 years’+ experience of compliance or financial regulatory matters at an asset manager, bank, law firm, regulator, consultant, or other relevant institution.
- Bachelor’s degree, 2:1 or higher. Law, economics or a finance-based subject is preferable, but not essential.
Required Skills/Characteristics
- Self-starter, with an emphasis on achieving goals and completing tasks to a very high standard.
- Excellent attention to detail.
- Ability to work independently and to take ownership of tasks within a collaborative team structure, including strong interpersonal skills.
- Strong written and verbal communications skills.
- Excellent organisational skills.
Compliance Associate - Hedge Fund employer: Upward Trend
Contact Detail:
Upward Trend Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate - Hedge Fund
✨Tip Number 1
Network with professionals in the compliance and hedge fund sectors. Attend industry events, webinars, or local meetups to connect with people who can provide insights into the role and potentially refer you to opportunities at firms like ours.
✨Tip Number 2
Stay updated on the latest regulatory changes and compliance trends in the hedge fund industry. This knowledge will not only help you in interviews but also demonstrate your commitment to the field and your proactive approach.
✨Tip Number 3
Prepare for potential interview questions by practising scenarios related to compliance challenges. Think about how you would handle specific situations, as this will showcase your problem-solving skills and understanding of compliance processes.
✨Tip Number 4
Familiarise yourself with our company culture and values. Understanding what we stand for will help you tailor your conversations during interviews and show that you're a good fit for our team.
We think you need these skills to ace Compliance Associate - Hedge Fund
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance or financial regulatory matters. Emphasise any specific roles or projects that align with the responsibilities listed in the job description.
Craft a Compelling Cover Letter: Write a cover letter that showcases your understanding of the compliance landscape, particularly in hedge funds. Mention your experience with KYC processes and compliance frameworks, and explain why you are a good fit for the team.
Highlight Relevant Skills: In your application, focus on skills such as attention to detail, organisational abilities, and strong communication skills. Provide examples of how you've demonstrated these in previous roles.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors. A polished application reflects your attention to detail, which is crucial for a Compliance Associate role.
How to prepare for a job interview at Upward Trend
✨Know Your Compliance Fundamentals
Brush up on your knowledge of compliance regulations and practices, especially those relevant to hedge funds. Be prepared to discuss how these regulations impact the firm's operations and how you can contribute to maintaining compliance.
✨Demonstrate Attention to Detail
Given the nature of the role, showcasing your attention to detail is crucial. Prepare examples from your past experience where your meticulousness helped avoid compliance issues or improved processes.
✨Showcase Your Interpersonal Skills
As a Compliance Associate, you'll need to work closely with various teams. Be ready to discuss how you've successfully collaborated in previous roles and how you handle conflicts or challenges within a team setting.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in real-world compliance scenarios. Think about potential compliance dilemmas you might face in the role and how you would approach resolving them.
