Compliance Analyst - Hedge Fund
Compliance Analyst - Hedge Fund

Compliance Analyst - Hedge Fund

London Full-Time No home office possible
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Compliance Analyst- Equity Long/Short Hedge Fund (London)

Permanent Full-Time role

Salary: £60-70k (dependent on experience) + bonus + excellent benefits

Our client, a multibillion Equity Long/Short Hedge Fund, part of a $75bn group, is currently seeking a dynamic Compliance Analyst to join its growing Compliance Team in London.

This individual will be the third member of the UK Compliance Team and will provide general support in a variety of areas. They will report directly to the UK Chief Compliance Officer.

As a business, our Client prioritise providing long term career roadmaps for all of their employees. Meaning the successful candidate will have a clear view of how they can develop in their role and have access to key training and certifications.

Responsibilities & Goals

  • Provide generalist compliance support to the UK and broader global Compliance team.
  • Compliance onboarding/offboarding of UK staff, including employees and consultants.
  • Administration of key individual compliance matters, including periodic certifications,
  • compliance training, and personal account dealing requests and reporting.
  • Maintenance of conflicts of interest logs, including the processing of gifts/entertainment
  • requests and disclosures.
  • Supporting the UK Compliance team with daily short position disclosures and MIFIR
  • transaction reporting.
  • Due diligence of service providers, including management company vendors, executing
  • brokers, research and data providers, and AI tools.
  • Monitoring of electronic communications, and chaperoning expert network calls.
  • Supporting the global compliance team on various matters, such as processing Reg M
  • review requests.
  • Liaising with and advising front-office and other staff on ad hoc compliance matters.

Education & Experience

  • 1-3 years’+ experience of compliance or financial regulatory matters at an asset manager, bank, law firm, regulator, consultant, or other relevant institution.
  • Bachelor’s degree, 2:1 or higher. Law, economics or a finance-based subject is preferable, but not essential.

Required Skills/Characteristics

  • Self-starter, with an emphasis on achieving goals and completing tasks to a very high standard.
  • Excellent attention to detail.
  • Ability to work independently and to take ownership of tasks within a collaborative team structure, including strong interpersonal skills.
  • Strong written and verbal communications skills.
  • Excellent organisational skills.
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Contact Detail:

Upward Trend Recruiting Team

Compliance Analyst - Hedge Fund
Upward Trend
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