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- Tasks: Join our Compliance Team to support compliance tasks and ensure regulatory adherence.
- Company: Be part of a leading multibillion-dollar Equity Long/Short Hedge Fund in London.
- Benefits: Enjoy a competitive salary, bonuses, and excellent career development opportunities.
- Why this job: Gain valuable experience in finance while working in a dynamic and supportive environment.
- Qualifications: 1-3 years in compliance or finance; a degree in law, economics, or finance is preferred.
- Other info: This role offers clear career progression and access to key training and certifications.
The predicted salary is between 60000 - 70000 £ per year.
Our client, a multibillion Equity Long/Short Hedge Fund, part of a $75bn group, is currently seeking a dynamic Compliance Analyst to join its growing Compliance Team in London. This individual will be the third member of the UK Compliance Team and will provide general support in a variety of areas. They will report directly to the UK Chief Compliance Officer. As a business, our Client prioritises providing long term career roadmaps for all of their employees. Meaning the successful candidate will have a clear view of how they can develop in their role and have access to key training and certifications.
Responsibilities & Goals
- Provide generalist compliance support to the UK and broader global Compliance team.
- Compliance onboarding/offboarding of UK staff, including employees and consultants.
- Administration of key individual compliance matters, including periodic certifications, compliance training, and personal account dealing requests and reporting.
- Maintenance of conflicts of interest logs, including the processing of gifts/entertainment requests and disclosures.
- Supporting the UK Compliance team with daily short position disclosures and MIFIR transaction reporting.
- Due diligence of service providers, including management company vendors, executing brokers, research and data providers, and AI tools.
- Monitoring of electronic communications, and chaperoning expert network calls.
- Supporting the global compliance team on various matters, such as processing Reg M review requests.
- Liaising with and advising front-office and other staff on ad hoc compliance matters.
Education & Experience
- 1-3 years’+ experience of compliance or financial regulatory matters at an asset manager, bank, law firm, regulator, consultant, or other relevant institution.
- Bachelor’s degree, 2:1 or higher. Law, economics or a finance-based subject is preferable, but not essential.
Required Skills/Characteristics
- Self-starter, with an emphasis on achieving goals and completing tasks to a very high standard.
- Excellent attention to detail.
- Ability to work independently and to take ownership of tasks within a collaborative team structure, including strong interpersonal skills.
- Strong written and verbal communications skills.
- Excellent organisational skills.
Seniority level: Associate
Employment type: Full-time
Job function: Finance, Legal, and Accounting/Auditing
Industries: Investment Management, Financial Services, and Capital Markets
Compliance Analyst - Hedge Fund employer: Upward Trend
Contact Detail:
Upward Trend Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst - Hedge Fund
✨Tip Number 1
Familiarise yourself with the specific compliance regulations and frameworks relevant to hedge funds, particularly in the UK. Understanding MIFID II and other regulatory requirements will give you an edge during interviews.
✨Tip Number 2
Network with professionals already working in compliance roles within hedge funds. Attend industry events or join relevant online forums to gain insights and potentially get referrals that could help you land the job.
✨Tip Number 3
Demonstrate your attention to detail by preparing for potential case studies or scenario-based questions during the interview process. Practising how you would handle compliance issues can showcase your problem-solving skills.
✨Tip Number 4
Research the company culture and values of the hedge fund you're applying to. Tailoring your conversation to align with their priorities, such as long-term career development, can make a positive impression on the hiring team.
We think you need these skills to ace Compliance Analyst - Hedge Fund
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance or financial regulatory matters. Emphasise any roles where you've worked with asset managers, banks, or similar institutions, and showcase your attention to detail and organisational skills.
Craft a Strong Cover Letter: Write a cover letter that specifically addresses the responsibilities outlined in the job description. Mention your experience with compliance onboarding/offboarding, handling conflicts of interest, and any relevant training or certifications you possess.
Highlight Relevant Skills: In your application, clearly demonstrate your strong written and verbal communication skills. Provide examples of how you've successfully worked independently and collaboratively within a team, as these are key characteristics for this role.
Proofread Your Application: Before submitting, thoroughly proofread your CV and cover letter. Ensure there are no spelling or grammatical errors, as attention to detail is crucial for a Compliance Analyst position. A polished application reflects your commitment to high standards.
How to prepare for a job interview at Upward Trend
✨Know Your Compliance Basics
Brush up on your knowledge of compliance regulations, especially those relevant to hedge funds. Be prepared to discuss how these regulations impact the role and the firm’s operations.
✨Demonstrate Attention to Detail
Given the nature of the role, showcasing your attention to detail is crucial. Prepare examples from your past experience where your meticulousness made a difference in compliance or regulatory matters.
✨Showcase Your Communication Skills
As a Compliance Analyst, you'll need to liaise with various teams. Practice articulating complex compliance concepts clearly and concisely, as this will be key during your interview.
✨Prepare Questions for Them
Have insightful questions ready about the company’s compliance culture and career development opportunities. This shows your genuine interest in the role and helps you assess if it’s the right fit for you.
