UK Head of Compliance & MLRO — FCA-Regulated FinTech
UK Head of Compliance & MLRO — FCA-Regulated FinTech

UK Head of Compliance & MLRO — FCA-Regulated FinTech

Full-Time 80000 - 120000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead compliance strategy and ensure adherence to FCA regulations in a dynamic fintech environment.
  • Company: A top fintech firm shaping the future of investment in Europe.
  • Benefits: Hybrid work model, competitive salary, and opportunities for personal development.
  • Other info: Exciting career growth potential in a fast-paced, innovative sector.
  • Why this job: Join a forward-thinking team and make a significant impact in the fintech industry.
  • Qualifications: 7+ years in UK investment firms with strong leadership and compliance expertise.

The predicted salary is between 80000 - 120000 £ per year.

A leading fintech company is seeking a Head of Compliance and MLRO in London. This role involves strategic oversight of the regulatory framework and compliance functions.

The ideal candidate will have 7+ years of experience in UK investment firms, leadership skills, and direct experience with FCA regulations.

Offering a hybrid work environment, this position also emphasizes personal development and competitive compensation. Join us in shaping the future of investment in Europe.

UK Head of Compliance & MLRO — FCA-Regulated FinTech employer: Upvest

As a leading fintech company based in London, we pride ourselves on fostering a dynamic work culture that prioritises personal development and innovation. Our hybrid work environment allows for flexibility while offering competitive compensation and opportunities for career advancement, making us an excellent employer for those looking to make a meaningful impact in the investment sector.
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Contact Detail:

Upvest Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land UK Head of Compliance & MLRO — FCA-Regulated FinTech

Tip Number 1

Network like a pro! Reach out to industry contacts and attend fintech events. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream role.

Tip Number 2

Prepare for the interview by brushing up on FCA regulations and compliance strategies. We recommend practising common interview questions with a friend or in front of the mirror to boost your confidence.

Tip Number 3

Showcase your leadership skills during interviews. We want to see how you’ve led teams or projects in the past, so come armed with examples that highlight your experience and impact.

Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.

We think you need these skills to ace UK Head of Compliance & MLRO — FCA-Regulated FinTech

Regulatory Framework Oversight
FCA Regulations
Leadership Skills
Compliance Functions Management
Experience in UK Investment Firms
Strategic Planning
Risk Management
Personal Development Focus

Some tips for your application 🫡

Tailor Your CV: Make sure your CV reflects the specific skills and experiences that align with the Head of Compliance & MLRO role. Highlight your 7+ years in UK investment firms and any direct experience with FCA regulations to catch our eye!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role and how your leadership skills can help us navigate the regulatory landscape. Be genuine and let your personality come through.

Showcase Your Strategic Thinking: In your application, don’t forget to demonstrate your strategic oversight capabilities. Share examples of how you've successfully managed compliance functions in the past, as we’re looking for someone who can lead us into the future.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. Plus, it shows you’re keen on joining our team!

How to prepare for a job interview at Upvest

Know Your FCA Regulations

Make sure you brush up on the latest FCA regulations and compliance frameworks. Being able to discuss specific regulations and how they apply to the fintech sector will show that you're not just familiar with the rules, but that you can navigate them effectively.

Showcase Your Leadership Skills

Prepare examples of how you've led teams or projects in your previous roles. Highlighting your leadership style and how it aligns with fostering a strong compliance culture will resonate well with the interviewers.

Understand the Company’s Vision

Research the fintech company thoroughly. Understand their mission, values, and recent developments. This will help you tailor your responses and demonstrate how your experience aligns with their goals, especially in shaping the future of investment in Europe.

Prepare Questions for Them

Think of insightful questions to ask during the interview. This could be about their approach to compliance challenges or how they support personal development within the team. It shows your genuine interest in the role and helps you assess if it's the right fit for you.

UK Head of Compliance & MLRO — FCA-Regulated FinTech
Upvest

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