CASS Compliance Lead: Client Assets & Oversight in London

CASS Compliance Lead: Client Assets & Oversight in London

London Full-Time On-site
Upvest GmbH

Upvest is seeking a CASS Oversight Manager to protect client money and custody assets under FCA Client Assets Sourcebook. You will bridge regulatory requirements with operations, product, and engineering to ensure scalable, audit-ready controls.

You will lead reconciliations, breaches, CMAR reporting and maintain the resolution pack, while engaging with banks, custodians and clients to strengthen governance across Europe.

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Upvest GmbH

Contact Details:

Upvest GmbH Recruitment Team