CASS Compliance Lead: Client Assets & Oversight

CASS Compliance Lead: Client Assets & Oversight

Full-Time On-site
Upvest GmbH

Upvest is seeking a CASS Oversight Manager to protect client money and custody assets under FCA Client Assets Sourcebook. You will bridge regulatory requirements with operations, product, and engineering to ensure scalable, audit-ready controls. You will lead reconciliations, breaches, CMAR reporting and maintain the resolution pack, while engaging with banks, custodians and clients to strengthen governance across Europe.

CASS Compliance Lead: Client Assets & Oversight employer: Upvest GmbH

Upvest GmbH offers a dynamic work environment where employees are empowered to contribute to innovative solutions in the investment sector. The company fosters professional growth through collaboration with leading fintechs and financial institutions, providing opportunities to work on impactful projects. With a diverse team of over 270 professionals from more than 70 nationalities, Upvest promotes a culture of inclusivity and creativity.

Upvest GmbH

Contact Details:

Upvest GmbH Recruitment Team