At a Glance
- Tasks: Lead FCA compliance efforts and shape regulatory policy for the Bank.
- Company: Dynamic bank with a focus on compliance and customer outcomes.
- Benefits: Hybrid working, competitive salary, and opportunities for professional growth.
- Other info: Join a supportive team dedicated to continuous improvement and best practices.
- Why this job: Be a key player in shaping compliance strategy and influencing senior leaders.
- Qualifications: Extensive FCA regulation experience and strong analytical skills required.
The predicted salary is between 60000 - 75000 £ per year.
We’re looking for a highly skilled Senior Compliance Manager - Advisory to join our Conduct & Compliance team. This is a pivotal role for someone who thrives on influencing senior stakeholders, shaping policy, and ensuring the Bank continues to meet and anticipate evolving FCA regulatory expectations.
What You’ll Be Doing
- As our senior regulatory adviser, you’ll be the go‑to expert for FCA requirements, Consumer Duty expectations, and emerging regulatory change.
- You’ll work closely with leaders, product teams, and project groups to ensure decisions are compliant, well‑informed, and aligned to our values.
- Provide clear, expert regulatory guidance to help business areas understand and meet their FCA obligations.
- Partner with product and operational teams to ensure services remain compliant, fair, and aligned to Consumer Duty.
- Represent Conduct & Compliance at senior forums, projects, and incident reviews, offering authoritative regulatory insight.
- Lead horizon scanning activity, identifying regulatory changes and supporting timely implementation across the Bank.
- Shape responses to FCA consultation and discussion papers.
- Develop and maintain compliance policies and procedures that reflect best practice.
- Prepare high‑quality governance and regulatory papers for senior committees and deputise for the Head of Conduct & Compliance when required.
- Support accurate and timely regulatory reporting through close collaboration with 1st line teams.
- Review and approve financial promotions and customer communications, ensuring clarity, fairness, and compliance.
- Lead the design and delivery of regulatory training to strengthen understanding and capability across the organisation.
Qualifications
- Significant experience in FCA regulation, advisory compliance, or conduct risk.
- Confidence engaging with senior leaders and challenging constructively.
- Strong analytical skills and the ability to interpret regulatory change with clarity.
- Experience preparing governance papers or advising on regulatory matters at committee level.
- A proactive mindset, with the ability to anticipate risk and drive continuous improvement.
- A commitment to good customer outcomes and a strong compliance culture.
Senior FCA Compliance & Advisory Lead in Birmingham employer: Unity Trust Bank
Join our dynamic team in Birmingham as a Senior Compliance Manager - Advisory, where you will play a crucial role in shaping compliance policies and influencing senior stakeholders. We pride ourselves on fostering a collaborative work culture that values continuous learning and professional growth, offering unique opportunities to lead regulatory initiatives while enjoying the flexibility of a hybrid working model. With a commitment to excellence and a focus on delivering fair customer outcomes, we provide an environment where your expertise can truly make a difference.
StudySmarter Expert Advice🤫
We think this is how you could land Senior FCA Compliance & Advisory Lead in Birmingham
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and regulatory space. Attend industry events or webinars where you can meet potential employers and showcase your expertise. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and recent changes. Be ready to discuss how you’ve influenced senior stakeholders in the past. We want to see your passion for compliance and how you can bring that to our team!
✨Tip Number 3
Showcase your analytical skills! Bring examples of how you've interpreted regulatory changes and implemented them effectively. This will demonstrate your proactive mindset and ability to drive continuous improvement.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets the attention it deserves. Plus, we love seeing candidates who are genuinely interested in joining our team!
We think you need these skills to ace Senior FCA Compliance & Advisory Lead in Birmingham
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience with FCA regulations and advisory compliance, and don’t forget to showcase your ability to engage with senior leaders.
Craft a Compelling Cover Letter:Your cover letter should tell us why you’re the perfect fit for this role. Share specific examples of how you've influenced policy or shaped compliance strategies in previous roles, and show us your passion for regulatory guidance.
Showcase Your Analytical Skills:In your application, emphasise your strong analytical skills. We want to see how you interpret regulatory changes and how you’ve used that insight to drive compliance improvements in your past positions.
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. We can’t wait to hear from you!
How to prepare for a job interview at Unity Trust Bank
✨Know Your FCA Stuff
Make sure you brush up on the latest FCA regulations and Consumer Duty expectations. Being able to discuss recent changes and how they impact the bank will show that you're not just knowledgeable but also proactive in your approach.
✨Engage with Confidence
Since this role involves influencing senior stakeholders, practice articulating your thoughts clearly and confidently. Prepare examples of how you've successfully engaged with leaders in the past, especially when it comes to challenging the status quo.
✨Showcase Your Analytical Skills
Be ready to demonstrate your analytical abilities during the interview. Think of specific instances where you've interpreted regulatory changes and how you communicated those insights to your team or management.
✨Prepare Governance Papers
Since you'll be preparing high-quality governance and regulatory papers, consider bringing a sample of your work (if possible) to discuss. This will not only highlight your writing skills but also your understanding of what makes a strong compliance document.
