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- Tasks: Provide expert regulatory guidance and ensure compliance with FCA requirements.
- Company: Unity Trust Bank, committed to serving the common good with integrity.
- Benefits: Hybrid working, competitive salary, and a focus on professional development.
- Other info: Join a collaborative team with opportunities for growth and impact.
- Why this job: Be a key player in shaping compliance practices that protect customers and the organisation.
- Qualifications: Experience in FCA regulation and strong analytical skills required.
The predicted salary is between 60000 - 75000 £ per year.
At Unity Trust Bank, we’re bold in our ambitions, straightforward in our approach, and inclusive in our thinking. Guided by integrity and collaboration, we believe banking should serve the common good—starting with a deep understanding of our customers and what matters most to them. Our values, along with our commitment to Consumer Duty, shape how we work and ensure our security practices protect both our organisation and our customers.
We’re now looking for a highly skilled Senior Compliance Manager - Advisory to join our Conduct & Compliance team.
What You’ll Be Doing
- As our senior regulatory adviser, you’ll be the go‑to expert for FCA requirements, Consumer Duty expectations, and emerging regulatory change.
- You’ll work closely with leaders, product teams, and project groups to ensure decisions are compliant, well‑informed, and aligned to our values.
- Provide clear, expert regulatory guidance to help business areas understand and meet their FCA obligations.
- Partner with product and operational teams to ensure services remain compliant, fair, and aligned to Consumer Duty.
- Represent Conduct & Compliance at senior forums, projects, and incident reviews, offering authoritative regulatory insight.
- Lead horizon scanning activity, identifying regulatory changes and supporting timely implementation across the Bank.
- Shape responses to FCA consultation and discussion papers.
- Develop and maintain compliance policies and procedures that reflect best practice.
- Prepare high‑quality governance and regulatory papers for senior committees and deputise for the Head of Conduct & Compliance when required.
- Support accurate and timely regulatory reporting through close collaboration with 1st line teams.
- Review and approve financial promotions and customer communications, ensuring clarity, fairness, and compliance.
- Lead the design and delivery of regulatory training to strengthen understanding and capability across the organisation.
Qualifications
- Significant experience in FCA regulation, advisory compliance, or conduct risk.
- Confidence engaging with senior leaders and challenging constructively.
- Strong analytical skills and the ability to interpret regulatory change with clarity.
- Experience preparing governance papers or advising on regulatory matters at committee level.
- A proactive mindset, with the ability to anticipate risk and drive continuous improvement.
- A commitment to good customer outcomes and a strong compliance culture.
Senior Compliance Manager in Birmingham employer: Unity Trust Bank
Contact Detail:
Unity Trust Bank Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Manager in Birmingham
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that Senior Compliance Manager role.
✨Tip Number 2
Prepare for interviews by researching the company and its values. Understand their approach to compliance and Consumer Duty. We want you to show them you’re not just a fit for the role, but also for their culture!
✨Tip Number 3
Practice your responses to common interview questions, especially those related to FCA regulations and compliance challenges. We suggest doing mock interviews with friends or mentors to boost your confidence.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Senior Compliance Manager in Birmingham
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the Senior Compliance Manager role. Highlight your experience with FCA regulations and compliance advisory work, as well as any relevant achievements that showcase your skills in this area.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your values align with Unity Trust Bank's mission. Be sure to mention specific experiences that demonstrate your expertise in regulatory guidance.
Showcase Your Analytical Skills: In your application, don’t forget to highlight your strong analytical skills. Provide examples of how you've interpreted regulatory changes in the past and how you’ve used that knowledge to drive compliance within an organisation.
Apply Through Our Website: We encourage you to apply through our website for a seamless application process. It’s the best way for us to receive your application and ensures you’re considered for the role. We can’t wait to see what you bring to the table!
How to prepare for a job interview at Unity Trust Bank
✨Know Your FCA Stuff
Make sure you brush up on FCA regulations and Consumer Duty expectations before the interview. Being able to discuss these topics confidently will show that you're not just familiar with the requirements, but that you can also provide expert guidance.
✨Showcase Your Analytical Skills
Prepare examples of how you've interpreted regulatory changes in the past. Be ready to explain your thought process and how you’ve used your analytical skills to drive compliance improvements. This will demonstrate your ability to think critically and proactively.
✨Engage with Senior Leaders
Since you'll be working closely with senior leaders, practice articulating your ideas clearly and confidently. Think of scenarios where you’ve had to challenge decisions constructively and be prepared to share those experiences during the interview.
✨Prepare Governance Papers
If you have experience preparing governance or regulatory papers, bring samples or be ready to discuss them. Highlighting your ability to create high-quality documentation will show that you understand the importance of clear communication in compliance.