At a Glance
- Tasks: Lead risk-based audits and evaluate internal controls in a dynamic banking environment.
- Company: Join a small, innovative bank focused on governance and risk management.
- Benefits: Competitive salary, professional development, and opportunities for impactful work.
- Other info: Engage with senior management and contribute to continuous improvement in audit delivery.
- Why this job: Make a real difference in risk management and governance while working independently.
- Qualifications: Professional certifications required; strong audit experience in financial services essential.
The predicted salary is between 70000 - 90000 £ per year.
The Senior Audit Manager (SAM) will play a critical role in delivering professional, independent, risk‑based audits throughout the Bank. The SAM is accountable for planning, execution, reporting and issue validation for allocated audits. The role requires a proactive approach in understanding and evaluating the risk profile of allocated auditable entities, identifying key risks, communicating control deficiencies effectively, and ensuring timely resolution in collaboration with management. This role offers the opportunity to contribute to a dynamic, small banking environment, delivering significant impact on the governance, risk, and control framework.
Responsibilities
- Audit Planning and Execution: Contributes to risk assessment and plan development and is accountable for delivering allocated audits within the approved plan, ensuring alignment with regulatory requirements and the Bank's risk profile. Lead and conduct risk‑based audits across the bank, including areas such as financial and regulatory reporting, treasury, credit, risk management; ensuring scope, adequacy and comprehensive risk coverage. Ongoing risk monitoring of allocated auditable entities and tracking emerging risks. Accountable for agreeing action plans, validating issue remediation, and escalating overdue or inadequate actions to the Head of Internal Audit and Audit Committee where necessary.
- Independent and Professional Delivery: Work independently to execute audit methodologies, engage with stakeholders, agree on findings, and deliver quality audit reports and work papers with minimal oversight.
- Stakeholder Engagement: Actively communicate and build relationships with senior management to provide assurance of control effectiveness.
- Control Evaluation and Risk Mitigation: Evaluate the design and operating effectiveness of internal controls, identify gaps, and assess compliance with UK regulatory standards and the Bank's policies and procedures.
- Leadership and Continuous Improvement: Assist the Head of Internal Audit and support continuity of audit delivery and stakeholder engagement during short absences.
Skills and Experience required
- Technical Expertise: In‑depth knowledge and understanding of financial and regulatory reporting (including ILAAP and ICAAP), credit, and treasury products. The ability to integrate IT and data considerations into business and prudential audits.
- Qualifications: Professional certifications such as CIA, ACA, ACCA, or CISA required. Audit experience within the financial services industry, with a strong understanding of UK regulatory expectations (PRA/FCA).
- Core Competencies: Strong communication and stakeholder management skills, with the ability to influence and challenge senior executives. Demonstrated experience in leading and delivering audits independently, producing high quality reports, and resolving complex issues. Proactive, detail‑oriented, and capable of managing competing priorities.
Senior Audit Manager - Treasury and Liquidity Risk Management. Job in London LilyLifestyle Jobs employer: United Cerebral Palsy of Georgia
As a Senior Audit Manager at our London-based bank, you will thrive in a dynamic and supportive environment that values professional growth and independence. We offer competitive benefits, a collaborative work culture, and opportunities for continuous learning, ensuring that you can make a significant impact on our governance and risk management framework while advancing your career in the financial services sector.
Contact Details:
United Cerebral Palsy of Georgia Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Senior Audit Manager - Treasury and Liquidity Risk Management. Job in London LilyLifestyle Jobs
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and audit sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by brushing up on your technical knowledge. Make sure you can discuss financial and regulatory reporting confidently. We recommend practising common interview questions related to risk management and internal controls to show you’re the right fit.
✨Tip Number 3
Showcase your independence and proactive approach during interviews. Share examples of how you've successfully managed audits or resolved complex issues without much oversight. This will highlight your ability to thrive in a dynamic banking environment.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are genuinely interested in joining our team and contributing to our governance and risk framework.
We think you need these skills to ace Senior Audit Manager - Treasury and Liquidity Risk Management. Job in London LilyLifestyle Jobs
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Audit Manager role. Highlight your experience in risk-based audits and your understanding of financial and regulatory reporting. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share specific examples of your audit experience and how you've tackled complex issues in the past. We love a good story!
Showcase Your Technical Expertise:Don’t forget to mention your professional certifications like CIA, ACA, or ACCA. We’re looking for someone with in-depth knowledge of treasury and liquidity risk management, so make sure to highlight your relevant qualifications and experiences.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at United Cerebral Palsy of Georgia
✨Know Your Auditing Fundamentals
Make sure you brush up on your knowledge of financial and regulatory reporting, especially ILAAP and ICAAP. Being able to discuss these topics confidently will show that you understand the core responsibilities of the Senior Audit Manager role.
✨Demonstrate Stakeholder Engagement Skills
Prepare examples of how you've effectively communicated with senior management in past roles. Highlight instances where you influenced decisions or improved control effectiveness, as this is crucial for building relationships in this position.
✨Showcase Your Independent Working Style
Since this role requires a proactive approach and independent execution of audits, be ready to share experiences where you successfully managed audits with minimal oversight. Discuss how you planned, executed, and reported on audits while ensuring compliance with regulatory standards.
✨Prepare for Technical Questions
Expect questions that test your technical expertise in treasury and liquidity risk management. Brush up on your understanding of internal controls and risk mitigation strategies, and be prepared to discuss how you would evaluate their effectiveness in a banking environment.
