At a Glance
- Tasks: Lead compliance monitoring and assurance initiatives in a dynamic financial services environment.
- Company: Established financial services organisation based in the City of London.
- Benefits: Competitive salary, comprehensive benefits, and opportunities for professional growth.
- Other info: Join a structured environment that values innovation and expertise.
- Why this job: Make a significant impact in compliance while advancing your career in a leading firm.
- Qualifications: Strong understanding of compliance frameworks and experience in financial services.
The predicted salary is between 90000 - 115000 £ per year.
The Head of Compliance Monitoring and Assurance - VP will lead the development and implementation of a compliance monitoring and testing plan and a robust control assurance framework to support the Risk & Compliance department. This role is an excellent opportunity for a professional with a strong background in financial services to make a significant impact in London.
Our client is a well‑established organisation within the financial services sector based in the City of London, known for its specialised operations and commitment to excellence. As a large organisation, they offer a structured environment where innovation and expertise are highly valued.
Description
- Design, implement, and maintain a comprehensive compliance monitoring and control assurance framework.
- Conduct regular reviews and assessments of internal controls to ensure compliance with regulatory requirements.
- Collaborate with the Risk & Compliance department to identify and mitigate potential risks.
- Develop and present reports on control assurance findings to senior stakeholders.
- Lead initiatives to enhance control processes and improve overall efficiency.
- Oversee the implementation of corrective actions for identified control weaknesses.
- Provide guidance and training to teams on control assurance best practices.
- Stay abreast of industry regulations and ensure alignment with financial services standards.
- Strong data analytics skills.
Profile
- A strong understanding of control assurance processes and frameworks.
- Experience in the financial services industry, with exposure to risk and compliance functions.
- Excellent data analytical skills.
- Proficiency in interpreting and applying regulatory requirements.
- Outstanding communication and stakeholder management abilities.
- A relevant professional qualification or degree in a related field.
- Excellent knowledge of regulations like EMIR, MIFID and benchmark regulations.
Job Offer
- A competitive salary ranging from 90,000 to 115,000 per annum.
- Comprehensive benefits package, including pension and health coverage.
- Opportunities to work in a leading financial services organisation in London.
- A permanent role with a focus on professional growth and development.
If you are ready to take the next step in your career as a Head of Compliance Monitoring and Assurance, we encourage you to apply today!
Vice President of Compliance Monitoring and Assurance. Job in London LilyLifestyle Jobs employer: United Cerebral Palsy of Georgia
As a leading organisation in the financial services sector based in the heart of London, we pride ourselves on fostering a dynamic work culture that values innovation and expertise. Our commitment to employee growth is reflected in our comprehensive benefits package and structured environment, providing ample opportunities for professional development and career advancement. Join us to make a meaningful impact while enjoying the unique advantages of working in one of the world's most vibrant cities.
Contact Details:
United Cerebral Palsy of Georgia Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Vice President of Compliance Monitoring and Assurance. Job in London LilyLifestyle Jobs
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. You never know who might have a lead or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance frameworks and regulations like EMIR and MIFID. Be ready to discuss how your experience aligns with the role and how you can add value to the team.
✨Tip Number 3
Showcase your data analytics skills! Bring examples of how you've used data to enhance compliance processes in previous roles. This will demonstrate your ability to contribute to the control assurance framework effectively.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Vice President of Compliance Monitoring and Assurance. Job in London LilyLifestyle Jobs
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role of Vice President of Compliance Monitoring and Assurance. Highlight your experience in compliance frameworks and financial services, and don’t forget to showcase those data analytics skills we’re looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention specific experiences that align with the job description and show us your passion for compliance and risk management.
Showcase Your Achievements:When detailing your past roles, focus on your achievements rather than just responsibilities. Use metrics where possible to demonstrate how you’ve improved compliance processes or mitigated risks in previous positions.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity in London. Don’t miss out!
How to prepare for a job interview at United Cerebral Palsy of Georgia
✨Know Your Compliance Frameworks
Make sure you brush up on your knowledge of compliance monitoring and control assurance frameworks. Be ready to discuss how you've designed or implemented these in the past, as well as any specific regulations like EMIR and MIFID that are relevant to the role.
✨Showcase Your Data Analytics Skills
Since strong data analytics skills are crucial for this position, prepare examples of how you've used data to assess compliance or improve processes. Bring along any reports or findings that demonstrate your analytical capabilities.
✨Prepare for Stakeholder Management Questions
Expect questions about how you've communicated with senior stakeholders in previous roles. Think of specific instances where you presented findings or led initiatives, and be ready to explain your approach to managing relationships and expectations.
✨Stay Updated on Industry Regulations
Keep yourself informed about the latest changes in financial services regulations. During the interview, mention any recent developments you've followed and how they might impact compliance practices. This shows your commitment to staying current in the field.
