At a Glance
- Tasks: Support compliance monitoring and ensure regulatory adherence in a dynamic financial services environment.
- Company: Leading organisation in the financial services industry based in London.
- Benefits: Competitive salary of £50,000 and potential for future opportunities.
- Other info: 12-month fixed-term contract with opportunities for career growth.
- Why this job: Gain valuable experience in compliance while working in a fast-paced financial sector.
- Qualifications: 2-5 years' experience in a compliance role within an FCA-regulated firm.
The predicted salary is between 50000 - 50000 £ per year.
This is an exciting opportunity for a Compliance Analyst to join a leading organisation in the financial services industry on a 12-month fixed-term contract. The role is based in London and involves supporting the Risk & Compliance department in ensuring regulatory adherence and mitigating compliance risks.
Key Responsibilities:
- Supporting the Compliance Monitoring Programme (CMP), including thematic reviews and control testing
- Providing advisory support to the business on FCA rules and internal policies
- Assisting with financial crime matters, including AML / KYC queries and escalations
- Monitoring employee conduct controls (e.g. PA dealing, conflicts of interest, gifts & hospitality)
- Maintaining compliance logs, registers, and records
- Supporting regulatory reporting and filings
- Assisting with policy and procedure updates in line with regulatory developments
Profile:
- 2-5 years' experience in a Compliance role within an FCA-regulated firm
- Experience in a Broker/Dealer, investment firm, or trading environment preferred
- Strong understanding of FCA regulations (e.g. SYSC, COBS)
- General compliance frameworks and controls
Job Offer:
- Competitive salary of 50,000 per annum
- 12-month fixed-term contract with potential for future opportunities
- Opportunity to work in the financial services industry in London
Compliance Analyst - 12 Month Fixed-Term Contract. Job in London LilyLifestyle Jobs employer: United Cerebral Palsy of Georgia
Join a leading organisation in the financial services industry as a Compliance Analyst, where you will thrive in a dynamic work culture that prioritises regulatory adherence and employee development. Based in London, this role offers competitive remuneration, a supportive environment for professional growth, and the chance to make a meaningful impact within a respected firm. With opportunities for future roles and a commitment to compliance excellence, this is an ideal place for those seeking rewarding employment in a vibrant city.
Contact Details:
United Cerebral Palsy of Georgia Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst - 12 Month Fixed-Term Contract. Job in London LilyLifestyle Jobs
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services industry, especially those who work in compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance frameworks. We recommend creating a cheat sheet of key points to discuss, so you can impress the hiring managers with your knowledge.
✨Tip Number 3
Don’t just apply; follow up! After submitting your application through our website, drop a quick email to express your enthusiasm. It shows initiative and keeps you on their radar.
✨Tip Number 4
Showcase your experience with real-life examples during interviews. Talk about specific compliance challenges you've tackled and how you ensured regulatory adherence. This will help you stand out as a candidate who gets things done!
We think you need these skills to ace Compliance Analyst - 12 Month Fixed-Term Contract. Job in London LilyLifestyle Jobs
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Analyst role. Highlight your experience in FCA-regulated firms and any specific compliance frameworks you've worked with. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can help us at StudySmarter. Be sure to mention any relevant experience with AML/KYC queries or regulatory reporting.
Showcase Your Attention to Detail:As a Compliance Analyst, attention to detail is key. In your application, make sure to demonstrate this by keeping your documents error-free and well-organised. We appreciate candidates who take pride in their work!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get all the updates directly from us. Plus, it shows you're keen on joining our team!
How to prepare for a job interview at United Cerebral Palsy of Georgia
✨Know Your FCA Regulations
Make sure you brush up on the key FCA regulations like SYSC and COBS. Being able to discuss these confidently will show that you understand the compliance landscape and can navigate it effectively.
✨Showcase Your Experience
Prepare specific examples from your previous roles that highlight your experience in compliance, especially within FCA-regulated firms. Use the STAR method (Situation, Task, Action, Result) to structure your answers and make them impactful.
✨Understand the Role of Compliance Monitoring
Familiarise yourself with the Compliance Monitoring Programme (CMP) and be ready to discuss how you would support it. Think about thematic reviews and control testing, and be prepared to share any relevant experiences you've had in these areas.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance culture and how they handle financial crime matters like AML and KYC. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.
