At a Glance
- Tasks: Advise clients on financial regulations and shape solutions in a fast-paced environment.
- Company: Join a collaborative national firm known for innovation and diversity.
- Benefits: Enjoy hybrid working, competitive pay, and a strong benefits package.
- Other info: Be part of a supportive culture that values professional growth and diversity.
- Why this job: Make an impact in the evolving financial services sector while developing your career.
- Qualifications: 8+ years of experience in financial services regulation and strong client management skills.
The predicted salary is between 80000 - 100000 £ per year.
This role will focus heavily on the asset management and investments space, advising clients on the evolving regulatory landscape and helping shape commercially focused solutions within a fast-moving sector. The successful candidate will act as a trusted advisor across a broad range of regulatory matters including FCA compliance, regulatory perimeter issues, authorisations, governance frameworks, consumer investment products and ongoing conduct obligations. You will also play a key role in supporting transactional and cross-border matters alongside Corporate and Funds teams, advising on the regulatory aspects of structuring, launches and investment strategies.
This opportunity would suit someone who enjoys combining high-level advisory work with client relationship management, business development and team leadership responsibilities.
The Candidate
Applications are welcomed from senior Financial Services Regulatory lawyers with strong technical expertise and experience advising clients within the investments, asset management or broader retail financial services sector. Candidates should be able to demonstrate:
- Strong knowledge of FCA regulation and the wider UK regulatory framework
- Experience advising on matters such as MiFID II, UCITS, AIFMD, ESG regulation and SMCR
- Confidence handling complex advisory matters autonomously
- Strong client management and stakeholder engagement skills
- Experience supervising and mentoring junior lawyers
- A commercial and solutions-focused mindset
- An interest in contributing to the continued growth of a specialist regulatory practice
Experience across wider financial services areas such as payments, insurance, e-money or capital markets would be advantageous, though not essential.
The Firm
The successful candidate will join a collaborative national Commercial team working across multiple UK offices. The wider group is recognised for its strength across technology, data, intellectual property, outsourcing, infrastructure and complex commercial advisory work. The firm is known for its modern and flexible approach, strong internal culture and commitment to innovation, diversity and professional development. It offers genuinely high-quality work alongside a supportive and inclusive environment where individuals are encouraged to develop their own profile and specialism.
What's on Offer
- National platform with high-profile clients
- Complex and market-leading regulatory work
- Genuine progression opportunities
- Hybrid and flexible working arrangements
- Strong benefits package and competitive remuneration
- Supportive, collaborative and entrepreneurial culture
We employ the best people for the job at hand and actively encourage applications from all qualified candidates, regardless of gender, age, race, religion, sexual orientation, disability, educational background, parental status, gender identity or any other protected characteristic. We champion and celebrate diversity at Yolk allowing our team to bring their whole selves to work.
Principal Associate / Legal Director - Financial Services Regulatory Practice. Job in Birmingha[...] in Birmingham employer: United Cerebral Palsy of Georgia
Join a leading firm in Birmingham that champions a collaborative and inclusive work culture, offering high-quality regulatory advisory work within the dynamic financial services sector. With a commitment to professional development and a flexible hybrid working model, employees are empowered to grow their expertise while enjoying a strong benefits package and genuine progression opportunities. This is an excellent opportunity for those looking to make a meaningful impact in a supportive environment that values diversity and innovation.
Contact Details:
United Cerebral Palsy of Georgia Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Principal Associate / Legal Director - Financial Services Regulatory Practice. Job in Birmingha[...] in Birmingham
✨Network Like a Pro
Get out there and connect with people in the financial services regulatory space. Attend industry events, join relevant online forums, and don’t be shy about reaching out to potential colleagues on LinkedIn. Building relationships can open doors that a CV just can’t.
✨Showcase Your Expertise
When you get the chance to chat with hiring managers or during interviews, make sure to highlight your knowledge of FCA regulations and your experience with complex advisory matters. We want to see how you can bring value to our team, so share specific examples of your past successes.
✨Be Ready for Case Studies
Prepare for interviews by brushing up on case studies related to asset management and regulatory compliance. We love candidates who can think on their feet and provide solutions to real-world problems, so practice articulating your thought process clearly.
✨Apply Through Our Website
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows us you’re genuinely interested in joining our collaborative and innovative team.
We think you need these skills to ace Principal Associate / Legal Director - Financial Services Regulatory Practice. Job in Birmingha[...] in Birmingham
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the specific skills and experiences that align with the Principal Associate / Legal Director role. Highlight your expertise in FCA regulation and any relevant advisory work you've done in the financial services sector.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about the role and how your background makes you the perfect fit. Don’t forget to mention your interest in client relationship management and team leadership.
Showcase Your Achievements:When detailing your experience, focus on your achievements rather than just responsibilities. Use metrics or examples to demonstrate how you've successfully handled complex regulatory matters or contributed to business development.
Apply Through Our Website:We encourage you to apply directly through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates!
How to prepare for a job interview at United Cerebral Palsy of Georgia
✨Know Your Regulatory Stuff
Make sure you brush up on FCA regulations and the wider UK regulatory framework. Be prepared to discuss specific regulations like MiFID II, UCITS, and AIFMD, as well as how they impact asset management and investments.
✨Showcase Your Advisory Skills
During the interview, highlight your experience in handling complex advisory matters autonomously. Share examples of how you've successfully advised clients on regulatory issues and shaped commercially focused solutions.
✨Demonstrate Client Management Expertise
Be ready to talk about your client relationship management skills. Discuss how you've engaged with stakeholders and built strong relationships, especially in a fast-paced environment like financial services.
✨Emphasise Team Leadership Experience
If you've supervised or mentored junior lawyers, make sure to mention this. Talk about your approach to team leadership and how you contribute to a collaborative culture, which is key for this role.
