Senior Investor Protection Compliance Lead

Senior Investor Protection Compliance Lead

Full-Time On-site
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Union Bancaire Privée (UBP) in London seeks a Senior Compliance Officer for Investor Protection Compliance. The role focuses on providing timely regulatory guidance, challenging and enabling the business on investor protection matters, and leading compliance governance.

You will work with UK Regulatory Compliance, ensuring fair treatment of investors and clients, handling policy development, training, and risk assessments while supporting regulatory projects and stakeholder engagement.

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Contact Details:

Union Bancaire Privée Recruitment Team