Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Support compliance and regulatory obligations in a dynamic law firm environment.
- Company: Prestigious international law firm with a strong focus on risk and compliance.
- Benefits: Career development opportunities and a collaborative team culture.
- Other info: Great chance to grow your career in a supportive and innovative environment.
- Why this job: Join a leading firm and make a real impact on compliance and regulatory frameworks.
- Qualifications: Experience in legal risk and compliance, ideally within a law firm.
The predicted salary is between 30000 - 40000 £ per year.
An international law firm is looking for a Compliance Executive to join its Risk & Compliance team based in Newcastle. The Compliance Executive will work closely with the Head of Risk and wider Risk & Compliance team, supporting the firm’s regulatory and compliance framework across a broad range of matters.
Key Responsibilities for the Compliance Executive:
- Assist the Head of Risk with the day-to-day management of the firm’s compliance and regulatory obligations
- Support the development, implementation, and maintenance of risk and compliance policies and procedures
- Assist with monitoring compliance with SRA Standards and Regulations and other relevant legal and regulatory requirements
- Support the firm’s conflicts, AML, client onboarding, and risk management processes where required
- Maintain accurate compliance records, registers, and reporting documentation
- Assist with preparing management information and compliance reports for senior stakeholders
- Monitor regulatory developments and assist with implementing changes to policies and procedures
- Work collaboratively with teams across the business to promote a strong risk and compliance culture
Skills & Requirements:
- Previous experience within a legal risk and compliance role, ideally gained within a law firm
- Strong understanding of legal and regulatory obligations applicable to law firms
- Experience supporting AML, conflicts, client onboarding, or wider compliance processes would be advantageous
- Proficient in Microsoft Office applications and compliance systems
This is an excellent opportunity for an individual with experience in legal risk and compliance who is looking to further develop their career with a prestigious international law firm.
Compliance Executive in Sunderland employer: UNCOVER
Contact Detail:
UNCOVER Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Executive in Sunderland
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal field, especially those who work in compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of SRA Standards and Regulations. We want you to be able to discuss how your experience aligns with the firm's compliance needs confidently.
✨Tip Number 3
Showcase your skills! When you get the chance to meet potential employers, highlight your experience with AML, conflicts, and client onboarding. Make it clear how you can add value to their Risk & Compliance team.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Compliance Executive in Sunderland
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Executive role. Highlight your previous experience in legal risk and compliance, especially any work with AML or client onboarding. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our Risk & Compliance team. Keep it concise but engaging – we love a good story!
Showcase Your Skills: Don’t forget to mention your proficiency in Microsoft Office and any compliance systems you've used. We’re keen on candidates who can hit the ground running, so let us know how your skills can benefit our team.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep everything organised and ensures your application gets the attention it deserves. We can't wait to hear from you!
How to prepare for a job interview at UNCOVER
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of legal and regulatory obligations, especially those relevant to law firms. Be ready to discuss how you've handled compliance issues in the past and how you can apply that experience to the role.
✨Showcase Your Team Spirit
This role involves working closely with various teams, so highlight your collaborative skills. Prepare examples of how you've successfully worked with others to promote a strong risk and compliance culture in previous positions.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical situations related to compliance challenges. Think about how you would handle conflicts, AML processes, or client onboarding issues, and be prepared to explain your thought process.
✨Demonstrate Your Organisational Skills
As a Compliance Executive, you'll need to maintain accurate records and documentation. Bring examples of how you've managed compliance records in the past, and be ready to discuss your approach to staying organised and detail-oriented.