Senior Compliance Officer
Senior Compliance Officer

Senior Compliance Officer

Slough Full-Time 48000 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead compliance queries, manage workflows, and mentor junior officers in a dynamic law firm.
  • Company: Join a reputable international law firm known for its collaborative and inclusive culture.
  • Benefits: Enjoy professional development opportunities and a supportive work environment with flexible working arrangements.
  • Why this job: This role offers early responsibility and the chance to impact business growth while developing your career.
  • Qualifications: Four years' experience in compliance, knowledge of AML regulations, and strong problem-solving skills required.
  • Other info: Work in the London office three days a week, fostering teamwork and mentorship.

The predicted salary is between 48000 - 72000 £ per year.

A reputable international law firm with a global presence are looking for a Senior Compliance Officer to join their BAU team. This firm have a very collaborative approach, providing expert legal solutions across multiple sectors. As a firm, they also provide an inclusive environment where you can grow and take ownership of your career and at an early stage, you will gain responsibility, be able to contribute to business growth along with strong professional development opportunities.

Key responsibilities:

  • Acting as an escalation point for compliance queries and managing workflow allocation to ensure efficiency
  • Resolving conflicts, AML, and CDD issues
  • Implementing and maintaining information barriers
  • Conducting sanctions screenings and liaising with internal specialists
  • Providing mentorship and training to compliance officers
  • Supporting system upgrades, policy updates, and lateral hire due diligence

Skills & Experience:

  • Minimum four years’ experience in a business acceptance role
  • Knowledge of AML and conflict regulations
  • Strong problem-solving, research, and communication skills
  • Experience with compliance systems like Intapp Open
  • Ability to manage priorities in a fast-paced environment
  • A proactive and team-oriented approach with experience mentoring more junior team members

This is an excellent opportunity to develop your risk and compliance career and mentoring skills within a prominent law firm. If you have both AML and Conflicts experience in a law firm environment, as well as mentoring/supervising experience, we would love to hear from you. Please note, this role will require you to be in the firm's London office 3 days per week.

Senior Compliance Officer employer: UNCOVER

As a Senior Compliance Officer at our prestigious international law firm in London, you will thrive in a collaborative and inclusive environment that champions professional growth and career ownership. With a strong emphasis on mentorship and development, you will have the opportunity to take on significant responsibilities early in your role, contributing to both your personal success and the firm's business growth while enjoying the unique advantages of working in a vibrant city known for its legal excellence.
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Contact Detail:

UNCOVER Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Senior Compliance Officer

✨Tip Number 1

Familiarise yourself with the specific compliance systems mentioned in the job description, like Intapp Open. Having hands-on experience or knowledge about these systems can set you apart during discussions.

✨Tip Number 2

Network with professionals already working in compliance roles within law firms. Engaging with them on platforms like LinkedIn can provide insights into the firm's culture and expectations, which can be invaluable during interviews.

✨Tip Number 3

Prepare to discuss your mentoring experiences in detail. Since the role involves providing mentorship, having specific examples ready will demonstrate your capability and commitment to developing others in the team.

✨Tip Number 4

Stay updated on the latest AML and conflict regulations. Showing that you are proactive about your professional development and aware of current trends will impress the hiring team and highlight your dedication to compliance.

We think you need these skills to ace Senior Compliance Officer

AML Knowledge
Conflict Resolution
Due Diligence
Compliance Systems Proficiency
Intapp Open Experience
Research Skills
Problem-Solving Skills
Communication Skills
Mentoring and Training
Workflow Management
Information Barrier Implementation
Sanctions Screening
Team Collaboration
Prioritisation Skills
Adaptability in Fast-Paced Environments

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your relevant experience in compliance, particularly focusing on your knowledge of AML and conflict regulations. Use specific examples from your previous roles to demonstrate your problem-solving and communication skills.

Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the firm. Mention how your background aligns with their collaborative approach and your experience in mentoring junior team members. Be sure to include why you are interested in this particular opportunity.

Highlight Relevant Skills: When detailing your experience, emphasise your familiarity with compliance systems like Intapp Open and your ability to manage priorities in a fast-paced environment. This will show that you are well-prepared for the responsibilities of the role.

Proofread Your Application: Before submitting, carefully proofread your application materials for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial in a compliance role.

How to prepare for a job interview at UNCOVER

✨Showcase Your Compliance Knowledge

Make sure to brush up on your knowledge of AML and conflict regulations. Be prepared to discuss specific examples from your past experience where you successfully navigated compliance issues, as this will demonstrate your expertise and suitability for the role.

✨Demonstrate Problem-Solving Skills

Since the role involves resolving conflicts and managing compliance queries, be ready to share instances where you've effectively solved complex problems. Use the STAR method (Situation, Task, Action, Result) to structure your responses and highlight your analytical skills.

✨Emphasise Team Collaboration

Given the firm's collaborative approach, it's important to convey your ability to work well in a team. Share experiences where you've mentored junior colleagues or contributed to team projects, showcasing your proactive and supportive nature.

✨Prepare for System and Policy Discussions

Familiarise yourself with compliance systems like Intapp Open and be ready to discuss how you've supported system upgrades or policy updates in previous roles. This will show that you're not only experienced but also adaptable to new technologies and processes.

Senior Compliance Officer
UNCOVER
U
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