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- Tasks: Lead compliance efforts and guide teams in regulatory adherence.
- Company: Join a top UK law firm known for its commitment to excellence.
- Benefits: Enjoy a supportive work culture with opportunities for professional growth.
- Why this job: Make a real impact in risk management while mentoring junior lawyers.
- Qualifications: Qualified solicitor preferred with experience in regulatory compliance.
- Other info: Connect with us at amy@uncovertalent.co.uk for more details.
The predicted salary is between 43200 - 72000 £ per year.
A leading UK law firm is looking for a Risk & Compliance Manager to join their Peterborough Team. The ideal candidate for the Risk & Compliance Manager role will be a qualified solicitor with a background in regulatory compliance within the legal environment.
Key Responsibilities for the Risk & Compliance Manager role:
- Provide guidance to the Money Laundering Reporting Officer (MLRO) and their deputies.
- Act as, or support, the firm’s MLRO in maintaining and updating AML frameworks.
- Regularly review the LSAG action plan and the firm’s AML Risk Assessment.
- Support the Compliance Officer for Legal Practice (COLP) by ensuring firm-wide adherence to SRA regulations and other statutory obligations.
- Investigate potential non-compliance issues and assess their impact.
- Draft, review, and maintain the firm’s compliance and risk management policies and procedures.
- Ensure compliance with SRA price transparency requirements.
- Oversee and support the client onboarding team in ensuring compliance with due diligence protocols.
- Provide guidance on data protection and GDPR compliance matters.
- Work with the COFA and Finance team to uphold compliance with the Solicitors Accounts Rules.
- Communicate key risk areas to the Finance Director and suggest practical actions to reduce risk.
- Coordinate with departments to collect information for regulatory submissions.
- Establish a review schedule for firm policies, ensuring they remain current and aligned with industry expectations.
- Guide fee earners through completing client and matter risk assessments in line with LSAG guidelines.
- Act as a mentor to junior lawyers and support their development in compliance-related matters.
Qualifications & Experience:
- Qualified Solicitor (preferable)
- Demonstrated experience in regulatory compliance
- Experience working with external regulators and professional bodies
- Ability to influence firm-wide adherence to compliance through positive engagement.
If you are an experienced Compliance professional with a passion for risk management and a commitment to maintaining the highest regulatory standards, we encourage you to apply for the Risk & Compliance Manager role or get in touch at amy@uncovertalent.co.uk
Risk Compliance Manager employer: UNCOVER
Contact Detail:
UNCOVER Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk Compliance Manager
✨Tip Number 1
Network with professionals in the legal compliance field. Attend industry events or webinars where you can meet current Risk Compliance Managers and learn about their experiences. This can provide valuable insights and potentially lead to referrals.
✨Tip Number 2
Familiarise yourself with the latest SRA regulations and AML frameworks. Being well-versed in these areas will not only boost your confidence but also demonstrate your commitment to compliance during interviews.
✨Tip Number 3
Consider reaching out to the firm's current employees on platforms like LinkedIn. Ask them about their experiences and the company culture, which can help you tailor your approach when applying.
✨Tip Number 4
Prepare to discuss specific examples of how you've handled compliance issues in the past. Be ready to explain your thought process and the outcomes, as this will showcase your problem-solving skills and experience in the field.
We think you need these skills to ace Risk Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your qualifications as a solicitor and your experience in regulatory compliance. Use specific examples that demonstrate your ability to influence adherence to compliance within a legal environment.
Craft a Compelling Cover Letter: In your cover letter, express your passion for risk management and compliance. Mention how your background aligns with the responsibilities of the Risk & Compliance Manager role, particularly your experience with AML frameworks and SRA regulations.
Showcase Relevant Experience: When detailing your work history, focus on roles where you provided guidance on compliance matters or worked with external regulators. Highlight any specific achievements that demonstrate your impact in previous positions.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no spelling or grammatical errors, and that all information is clear and concise. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at UNCOVER
✨Know Your Regulations
Familiarise yourself with the latest SRA regulations and AML frameworks. Being able to discuss these in detail will show your expertise and commitment to compliance.
✨Demonstrate Leadership Skills
As a Risk Compliance Manager, you'll need to guide others. Prepare examples of how you've successfully led teams or mentored junior lawyers in compliance matters.
✨Prepare for Scenario Questions
Expect questions that assess your problem-solving skills in non-compliance situations. Think of specific instances where you identified risks and implemented solutions.
✨Showcase Your Communication Skills
Effective communication is key in this role. Be ready to explain complex compliance issues clearly and concisely, demonstrating your ability to engage with various stakeholders.
