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- Tasks: Support compliance and regulatory obligations in a dynamic law firm environment.
- Company: Prestigious international law firm with a strong focus on risk and compliance.
- Benefits: Career development opportunities, collaborative culture, and exposure to diverse legal matters.
- Other info: Great opportunity for career growth in a supportive team.
- Why this job: Join a leading firm and make a real impact on compliance and regulatory frameworks.
- Qualifications: Experience in legal risk and compliance, ideally within a law firm.
The predicted salary is between 30000 - 40000 £ per year.
An international law firm is looking for a Compliance Executive to join its Risk & Compliance team based in Newcastle. The Compliance Executive will work closely with the Head of Risk and wider Risk & Compliance team, supporting the firm’s regulatory and compliance framework across a broad range of matters.
Key Responsibilities for the Compliance Executive:
- Assist the Head of Risk with the day-to-day management of the firm’s compliance and regulatory obligations
- Support the development, implementation, and maintenance of risk and compliance policies and procedures
- Assist with monitoring compliance with SRA Standards and Regulations and other relevant legal and regulatory requirements
- Support the firm’s conflicts, AML, client onboarding, and risk management processes where required
- Maintain accurate compliance records, registers, and reporting documentation
- Assist with preparing management information and compliance reports for senior stakeholders
- Monitor regulatory developments and assist with implementing changes to policies and procedures
- Work collaboratively with teams across the business to promote a strong risk and compliance culture
Skills & Requirements:
- Previous experience within a legal risk and compliance role, ideally gained within a law firm
- Strong understanding of legal and regulatory obligations applicable to law firms
- Experience supporting AML, conflicts, client onboarding, or wider compliance processes would be advantageous
- Proficient in Microsoft Office applications and compliance systems
This is an excellent opportunity for an individual with experience in legal risk and compliance who is looking to further develop their career with a prestigious international law firm.
Compliance Executive in Newcastle upon Tyne employer: UNCOVER
Contact Detail:
UNCOVER Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Executive in Newcastle upon Tyne
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal field, especially those who work in compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of SRA Standards and Regulations. We want you to show off your expertise and how it aligns with the firm's needs. Practice common compliance scenarios to demonstrate your problem-solving skills.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that resonate with your values. When you find a role that excites you, apply through our website for a smoother process. It shows you’re serious about joining the team!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind. Use this opportunity to reiterate your enthusiasm for the role and how you can contribute to their compliance culture.
We think you need these skills to ace Compliance Executive in Newcastle upon Tyne
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Executive role. Highlight your previous experience in legal risk and compliance, especially if you've worked in a law firm. We want to see how your skills match what we're looking for!
Showcase Relevant Skills: When writing your application, emphasise your understanding of legal and regulatory obligations. Mention any specific experience with AML, conflicts, or client onboarding processes. This will help us see that you’re the right fit for our team.
Be Clear and Concise: Keep your application clear and to the point. Use bullet points where possible to make it easy for us to read. We appreciate straightforward communication, especially when it comes to compliance matters!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at UNCOVER
✨Know Your Compliance Stuff
Make sure you brush up on the legal and regulatory obligations that apply to law firms. Familiarise yourself with SRA Standards and Regulations, as well as any recent changes in compliance policies. This will show that you're not just interested in the role but also committed to staying updated in the field.
✨Showcase Your Experience
Prepare specific examples from your previous roles where you've successfully managed compliance processes or supported AML and client onboarding. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easy for the interviewers to see your impact.
✨Be a Team Player
Since the role involves working collaboratively with various teams, be ready to discuss how you've worked with others in the past. Highlight instances where you promoted a strong risk and compliance culture within your team or organisation, as this will resonate well with the firm's values.
✨Ask Smart Questions
Prepare thoughtful questions about the firm’s compliance framework and how they handle regulatory developments. This not only shows your interest in the role but also gives you insight into their operations. It’s a great way to demonstrate your proactive approach to compliance.