Head of Risk (US Firm)

A leading US law firm is looking for a Head of Risk & Compliance to their team in London.

The role will ensure adherence to UK and EU regulations, including anti-money laundering (AML), and legal practice standards. You will collaborate closely with global teams to implement and maintain effective compliance frameworks.

Key Responsibilities of the Head of Risk & Compliance role:

• Compliance Advisory: Serve as the primary compliance advisor for the London office, providing strategic guidance on regulatory matters, including SRA regulations and AML
• Regulatory Compliance: Oversee compliance with UK legal practice standards, including the SRA Code of Conduct, and manage the firm’s insider list process
• Client Onboarding & Due Diligence: Lead the client due diligence and AML verification process for European and global matters.
• Risk Management & Reporting: Maintain risk registers and provide regular updates to senior management on compliance matters, including risks, breaches, and audit findings.
• Training & Development: Develop and deliver compliance training programs for staff, ensuring ongoing education on relevant legal and regulatory changes.

Qualifications:

• A qualified lawyer or legal professional with significant experience in a senior compliance role within a law firm, with expertise in regulatory compliance (AML, SRA etc.).
• Proven ability to lead compliance initiatives and manage teams across multiple jurisdictions.
• Strong communication and analytical skills, with the ability to influence stakeholders and ensure compliance across a global organisation.

This is a key role for a proactive compliance leader to ensure the firm operates in full compliance with all relevant regulations across its European offices. If you are an experienced Risk & Compliance professional who is looking to take the next step in your career apply now or get in touch at daniel@uncovertalent.co.uk to find out more!