At a Glance
- Tasks: Lead compliance strategies and ensure legal standards are met in a dynamic law firm.
- Company: Join a reputable U.S. law firm located in the heart of London.
- Benefits: Enjoy a collaborative environment with opportunities for professional growth and competitive pay.
- Why this job: Make a significant impact on global compliance while working with talented professionals.
- Qualifications: 5+ years in legal compliance, strong knowledge of AML/KYC, and excellent communication skills required.
- Other info: This role offers a unique chance to advance your career in a respected firm.
The predicted salary is between 60000 - 84000 £ per year.
A reputable U.S law firm is seeking a proactive and commercially minded Compliance Manager to join their London office. This key hire will work closely with global legal and operational leadership, overseeing the implementation and maintenance of compliance strategies across a broad spectrum of regulatory areas. This is a very broad role and is instrumental in ensuring the London office, and international operations, continue to uphold the highest ethical, legal, and regulatory standards.
Key responsibilities:
- Lead the review and clearance of new client engagements, ensuring alignment with AML, sanctions, and reputational risk standards.
- Provide specialist advice on legal and compliance risks related to client onboarding, matter inception, and wider business practices.
- Oversee the creation, maintenance, and training on policies tied to anti-money laundering, anti-corruption, fraud prevention, and economic sanctions.
- Guide the firm through complex regulatory frameworks, including SRA obligations, managing certifications, audits, and regulatory submissions.
- Conduct conflict checks and work with internal teams to resolve ethical and business conflicts across jurisdictions.
- Support firmwide responses to changes in data protection laws, lead investigations into potential breaches, and manage data access requests.
- Liaise with HR and business development to review client RFPs, employment contracts, and contribute to firmwide compliance assurance.
Key skills/experience required:
- Minimum of 5 years' experience in a risk or compliance-focused role within legal services either as a qualified lawyer or non-qualified.
- Expertise in AML/KYC protocols, economic sanctions frameworks, and conflict management processes.
- Strong familiarity with SRA rules, GDPR, and UK employment law from a compliance perspective.
- Confident user of compliance software systems (experience with Intapp is a plus), and highly proficient in Microsoft Office.
- Excellent communicator with the ability to convey complex regulatory requirements to non-specialists with clarity and precision.
- Self-directed and organised, with a calm, confident presence under pressure and an adaptable mindset in a fast-paced setting.
This is a unique opportunity to join one of the most respected U.S. law firms, right in the heart of London, and play a key strategic role in global compliance operations while working alongside talented professionals in an inclusive and collaborative environment. If you have broad experience in legal compliance and are looking to take the next step in your career, we encourage you to apply.
Compliance Manager/Associate employer: UNCOVER
Contact Detail:
UNCOVER Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager/Associate
✨Tip Number 1
Network with professionals in the legal compliance field, especially those who work in law firms. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in compliance.
✨Tip Number 2
Familiarise yourself with the specific compliance software mentioned in the job description, such as Intapp. Consider taking online courses or tutorials to enhance your skills and demonstrate your commitment to mastering these tools.
✨Tip Number 3
Prepare to discuss real-life scenarios where you've successfully navigated complex regulatory frameworks. This will showcase your problem-solving abilities and your understanding of compliance in a practical context.
✨Tip Number 4
Stay updated on recent changes in data protection laws and compliance regulations. Being knowledgeable about current events in the legal landscape will help you stand out as a proactive candidate who is ready to tackle challenges head-on.
We think you need these skills to ace Compliance Manager/Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance and risk management, particularly within legal services. Emphasise your familiarity with AML/KYC protocols and SRA rules, as these are crucial for the role.
Craft a Compelling Cover Letter: In your cover letter, explain why you are passionate about compliance and how your skills align with the responsibilities outlined in the job description. Use specific examples from your past experience to demonstrate your expertise.
Showcase Communication Skills: Since the role requires excellent communication skills, consider including a section in your application that illustrates your ability to convey complex regulatory requirements clearly. This could be through previous roles or projects.
Highlight Adaptability: The job mentions the need for an adaptable mindset in a fast-paced setting. Include examples in your application that showcase your ability to handle pressure and adapt to changing regulations or business needs.
How to prepare for a job interview at UNCOVER
✨Know Your Compliance Frameworks
Familiarise yourself with the key compliance frameworks relevant to the role, such as AML, KYC, and SRA rules. Be prepared to discuss how you've applied these in your previous roles and how they relate to the responsibilities outlined in the job description.
✨Demonstrate Your Communication Skills
As a Compliance Manager, you'll need to convey complex regulatory requirements clearly. Prepare examples of how you've successfully communicated compliance issues to non-specialists in the past, showcasing your ability to simplify intricate concepts.
✨Showcase Your Problem-Solving Abilities
Be ready to discuss specific instances where you've navigated complex regulatory challenges or resolved conflicts. Highlight your analytical skills and how you approach problem-solving in high-pressure situations, as this is crucial for the role.
✨Prepare Questions About the Firm's Compliance Culture
Demonstrating your interest in the firm's compliance culture can set you apart. Prepare thoughtful questions about their current compliance strategies, training programmes, and how they handle changes in regulations to show your proactive mindset.