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For Companies At a Glance
- Tasks: Help clients achieve financial goals through personalised planning and relationship building.
- Company: Join Northwestern Mutual, a leader in financial planning with award-winning training.
- Benefits: Enjoy performance-based earnings, comprehensive health plans, and a fully funded retirement package.
- Why this job: Shape your own business, enjoy uncapped earnings, and make a real impact in your community.
- Qualifications: Bachelor's degree, strong communication skills, and a drive for continuous learning required.
- Other info: Receive support for licensing and access to a national network of experienced advisors.
The predicted salary is between 49000 - 195000 £ per year.
Overview
Becoming a Financial Advisor
Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you can help your clients achieve their goals through financial planning. On your path to becoming a financial advisor, you start as a financial representative focused on client-building and obtaining licenses. Our award-winning training programs equip you with the education, skill-building, and development strategies you need to be successful in building a financial planning practice that focuses on:
Planning Experience · Asset & Income Protection · Education Funding · Investment & Advisory Services · Trust Services · Retirement Solutions · Business Needs Analysis
Northwestern Mutual’s proprietary planning software helps you educate your clients and deliver holistic financial plans—including investments for growth, insurance for protection, and annuities for guaranteed income in retirement—that helps you have a bigger impact on your clients and community. Becoming a business owner allows you to shape your workday around your life and achieve uncapped earning potential through a performance-based compensation structure.
We believe there’s more than one way to start, build, and grow your practice. As an entrepreneur, you can build your business in a way that aligns with your long-term vision and goals like opening an office, joining a sophisticated team, or becoming an advanced advisor.
Responsibilities
As a financial advisor, you will:
- Grow your client base by making new connections, maintaining a strong referral network, and providing a great client experience
- Build personalized, holistic financial plans tailored to every client’s unique needs
- Manage your client’s financial plans to help them achieve their goals
- Grow relationships with clients to support them through every stage of life
Training, Licensing & Designations
Northwestern Mutual has been recognized for maintaining one of the best-trained sales forces in the country. We are committed to your continued training and development throughout your career. That starts with our award-winning curriculum designed to support your first three years in the business. In the program, you’ll hear from industry experts, learn the art of client acquisition to drive longevity in the career, and have access to our national network of tenured financial advisors to learn the business through first-hand experience.
To become a financial advisor, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement for course tuition fees and books.
Compensation & Benefits
- Performance-based earnings and revenue:
- Average advisor annual earnings of $61K-$119K (based on 2018-2023 company average for representatives in the first 3 years)
- Top 25% advisor annual earnings of $137K-$250K (based on 2018-2023 company data for top quartile advisors in the first 3 years)
- Additional income structure to support training and early development
- Renewal income earned for continued client support and policy management
- Bonus programs and expense allowances
- Support for insurance licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more
- Certified Financial Planner licensing support
- Fully company-funded retirement package and pension plan
- Competitive and comprehensive medical, vision, and dental plans
- Life Insurance and Disability Income Insurance
- Parental benefits at every stage of family planning
Qualifications
You could be right for this opportunity if you have:
- Bachelor’s degree
- Entrepreneurial ambitions to be a business owner
- History of success in relationship-building or client-facing roles
- Excellent time-management skills
- Desire for continuous learning and collaboration
- Proficient critical thinking skills
- Strong communicator
- Strong sense of motivation and drive
- Legal authorization to work in the US without sponsorship
Our Financial Advisors are valued partners and proud business owners. As such, they are considered independent contractors for income tax purposes, and a statutory employee for Federal Insurance Contributions Act (FICA) tax purposes.
Pay Range
USD $61,000.00 – USD $250,000.00 /Yr.
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Financial Advisor employer: UNAVAILABLE
Contact Detail:
UNAVAILABLE Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Financial Advisor
✨Tip Number 1
Network actively within your community and online. Attend local events, join financial planning groups, and connect with potential clients on social media platforms like LinkedIn. Building relationships is key to growing your client base.
✨Tip Number 2
Familiarise yourself with the licensing requirements early on. Start studying for the Life/Accident & Health Certifications and Securities Industry Essentials (SIE) as soon as possible. This will not only prepare you for the role but also show your commitment to potential employers.
✨Tip Number 3
Seek mentorship from experienced financial advisors. Their insights can provide you with valuable knowledge about client acquisition and retention strategies, which are crucial for your success in this field.
✨Tip Number 4
Stay updated on financial trends and market changes. Subscribe to financial news outlets and participate in webinars. This knowledge will help you build trust with clients and position yourself as a knowledgeable advisor.
We think you need these skills to ace Financial Advisor
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in client-facing roles and any entrepreneurial ventures. Emphasise skills like relationship-building, time management, and communication, as these are crucial for a Financial Advisor.
Craft a Compelling Cover Letter: In your cover letter, express your passion for financial planning and helping clients achieve their goals. Mention your desire for continuous learning and how you align with Northwestern Mutual's values and mission.
Highlight Relevant Qualifications: Clearly list your educational background, especially if you have a Bachelor's degree. If you have any certifications or training related to finance, include those as well, even if they are in progress.
Showcase Your Entrepreneurial Spirit: Since this role involves building a business, share any experiences that demonstrate your entrepreneurial ambitions. This could be previous roles where you took initiative or projects where you led efforts to grow a client base.
How to prepare for a job interview at UNAVAILABLE
✨Showcase Your Entrepreneurial Spirit
As a financial advisor, you'll be running your own business. Highlight any past experiences where you've demonstrated entrepreneurial skills or initiative. This could include starting a project, leading a team, or even managing personal finances effectively.
✨Demonstrate Relationship-Building Skills
Since the role involves client interaction, be prepared to discuss how you've successfully built and maintained relationships in previous roles. Share specific examples that showcase your ability to connect with clients and understand their needs.
✨Prepare for Licensing Questions
Familiarise yourself with the necessary licenses required for the role, such as Life/Accident & Health Certifications and Series 6, 7, and 63. Be ready to discuss your plans for obtaining these licenses and how you view their importance in your career as a financial advisor.
✨Emphasise Continuous Learning
Northwestern Mutual values ongoing training and development. Talk about your commitment to continuous learning, whether through formal education, professional development courses, or self-study. Mention any relevant certifications or courses you've completed that relate to financial planning.
