Ultima Markets is seeking a senior Compliance professional to lead and maintain the firm’s regulatory framework in the UK. The role covers SMF16, AML/CTF, KYC/EDD, and ongoing governance across the business.
You will act as MLRO and primary FCA liaison, oversee internal controls, monitoring, and reporting to the Board, ensuring adherence to FCA rules such as SYSC, COBS, and SUP. Strong independence and decision-making are required.
#J-18808-LjbffrSenior AML & Regulatory Compliance Lead employer: Ultima Markets
As an AML and Compliance Officer at our firm, you will be part of a dynamic team that values integrity and compliance in the financial sector. We offer a supportive work culture that prioritises employee development through ongoing training and mentorship, ensuring you have the tools to excel in your role. Located in a vibrant city, our company provides unique networking opportunities and a collaborative environment that fosters innovation and professional growth.
