At a Glance
- Tasks: Investigate market abuse and support enforcement actions in financial services.
- Company: Join the FCA, a key regulator in the UK financial markets.
- Benefits: Flexible working, competitive salary, and opportunities for professional growth.
- Why this job: Make a real difference in ensuring fair and honest financial markets.
- Qualifications: Experience in financial markets and strong analytical skills required.
- Other info: Dynamic team environment with a focus on mentorship and career development.
The predicted salary is between 36000 - 60000 £ per year.
The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive. The FCA is responsible for investigating and prosecuting insider dealing and market manipulation. This role is in a team that assesses, reviews and investigates allegations of criminal and civil market abuse offences, with a focus on examining complex and high value equity insider dealing.
Market Oversight (MO) is responsible for overseeing primary and secondary market activity through its role under the market abuse, listing and short-selling regimes. The Market Abuse Enquiries teams are part of Secondary Market Oversight, which have the primary responsibility for identifying and reviewing cases of potential market abuse, and refers the most serious cases to Enforcement for investigation.
We are looking to recruit an enthusiastic Senior Associate, whose focus will be reviewing allegations of market abuse, carrying out early case development work, identifying potentially serious market abuse and supporting Enforcement investigations. The successful applicant will manage their own portfolio of casework.
What will you be doing?
- Reviewing allegations of market abuse and determining which cases should be recommended for further review and/or formal investigation by Enforcement
- Proactive information gathering to build our intelligence picture and identify emerging risks
- Conducting pre-Enforcement referral investigation and analysis, predominantly using transaction reporting data
- Delivering non-Enforcement outcomes
- Providing expertise in relation to financial markets and gathering and analysing evidence to support Enforcement investigations
- Supporting and mentoring more junior members of the team
Location: London, Leeds, Edinburgh
Contract type: Full time, Permanent
Profession: Financial Services, Investigator, Senior Associate
Working pattern: Flexible working, Hybrid
Closing Date: 28/10/2025
Market Abuse investigator – Senior Associate employer: UK Regulators' Network
Contact Detail:
UK Regulators' Network Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Market Abuse investigator – Senior Associate
✨Tip Number 1
Network like a pro! Reach out to professionals in the financial services sector, especially those who work at the FCA or similar organisations. Attend industry events and connect on LinkedIn to get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of market abuse regulations and recent cases. We recommend practising common interview questions with a friend or using mock interview platforms to boost your confidence.
✨Tip Number 3
Showcase your analytical skills! Be ready to discuss how you've tackled complex problems in the past. Use specific examples that highlight your ability to gather and analyse data effectively.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Market Abuse investigator – Senior Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Market Abuse Investigator role. Highlight your experience in financial services and any relevant investigations you've been involved in. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about market integrity and how your background makes you a great fit for our team. Keep it engaging and to the point, so we can see your enthusiasm.
Showcase Relevant Experience: When detailing your experience, focus on specific examples that demonstrate your ability to handle complex cases and conduct thorough investigations. We love seeing how you've tackled challenges in the past!
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about us and what we do!
How to prepare for a job interview at UK Regulators' Network
✨Know Your Market Abuse Basics
Make sure you brush up on the fundamentals of market abuse regulations. Understand insider dealing and market manipulation inside out, as well as the FCA's role in overseeing these activities. This knowledge will help you demonstrate your expertise and show that you're genuinely interested in the position.
✨Prepare Real-World Examples
Think of specific instances where you've dealt with complex investigations or analysed financial data. Be ready to discuss how you approached these situations, what challenges you faced, and the outcomes. This will showcase your problem-solving skills and your ability to manage a portfolio of casework effectively.
✨Showcase Your Analytical Skills
Since the role involves gathering and analysing evidence, be prepared to discuss your analytical methods. You might want to mention any tools or techniques you’ve used in previous roles to identify risks or trends in financial markets. This will highlight your capability to support Enforcement investigations.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask questions that show your interest in the team and the work they do. Inquire about the types of cases they handle or how they collaborate with other departments. This not only shows your enthusiasm but also helps you gauge if the role is the right fit for you.