Senior Supervisor, Advisers, Wealth and Pensions Team (12 Month Fixed Term Contract) in Leeds
Senior Supervisor, Advisers, Wealth and Pensions Team (12 Month Fixed Term Contract)

Senior Supervisor, Advisers, Wealth and Pensions Team (12 Month Fixed Term Contract) in Leeds

Leeds Full-Time 42000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Supervise financial advisers, develop strategies, and enhance regulatory outcomes for consumers.
  • Company: Join the FCA, a key player in regulating UK financial services.
  • Benefits: Flexible working, competitive salary, and opportunities for professional growth.
  • Why this job: Make a real impact on consumer protection and financial market integrity.
  • Qualifications: Experience in supervision, risk management, and strong communication skills.
  • Other info: Collaborative environment with a focus on innovation and improvement.

The predicted salary is between 42000 - 60000 £ per year.

Overview

The Financial Conduct Authority (FCA) regulates financial services firms and financial markets in the UK. We aim to keep financial markets fair, thriving, and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth, and shaping the future of financial services in the UK.

SPC oversees regulated firms and individuals (Supervision), creates and reviews the rules by which they operate (Policy), and identifies and remedies ineffective competition in markets (Competition). Sitting in the Consumer Investments (CI) Directorate, the AWP Department supervises around 5,000 financial adviser and wealth portfolio management firms. We focus on working to reduce harm from poor advice, poor investment portfolio management, scams, and financial crime, while promoting consumer protection, sector growth and sustainability, and better outcomes through firm engagement and cross-FCA collaboration.

Role Responsibilities

  • Work at pace to make sound, well-reasoned judgements and connect the dots to identify risks early and shape smarter, more effective regulatory decisions.
  • Develop supervision and risk mitigation strategies, setting clear expectations to firms, directing, persuading and where appropriate, using formal powers to change behaviour to deliver better outcomes for consumers in line with the Consumer Duty.
  • Review the business models/strategies of firms, and identify how risks could cause harm to consumers and/or markets.
  • Develop constructive working relationships with senior leaders in firms to enhance regulatory and consumer outcomes.
  • Play an engaged role in cross-department and FCA-wide initiatives to enhance collaboration and deliver practical, organisation-wide improvements.
  • Manage key stakeholder relationships across internal and external partners to build trust, improve communication, and accelerate delivery of shared goals.

Location: London, Leeds, Edinburgh

Contract type: Contract, Fixed term, Full time

Profession: Adviser, Pensions, Senior, Supervisor

Working pattern: Flexible working, Hybrid

Closing Date: 07/02/2026

Senior Supervisor, Advisers, Wealth and Pensions Team (12 Month Fixed Term Contract) in Leeds employer: UK Regulators' Network

The Financial Conduct Authority (FCA) is an exceptional employer, offering a dynamic work environment in the heart of London, Leeds, or Edinburgh. With a strong commitment to employee growth and development, the FCA fosters a collaborative culture that empowers staff to make impactful decisions while ensuring consumer protection and market integrity. Employees benefit from flexible working arrangements, competitive remuneration, and the opportunity to contribute to shaping the future of financial services in the UK.
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Contact Detail:

UK Regulators' Network Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Senior Supervisor, Advisers, Wealth and Pensions Team (12 Month Fixed Term Contract) in Leeds

✨Tip Number 1

Network like a pro! Reach out to people in the financial services sector, especially those who work at the FCA or similar firms. A friendly chat can open doors and give you insights that might just land you an interview.

✨Tip Number 2

Prepare for the interview by researching the FCA's recent initiatives and challenges. Show us that you’re not just interested in the role but also passionate about making a difference in consumer protection and financial regulation.

✨Tip Number 3

Practice your responses to common interview questions, especially those related to risk management and regulatory decisions. We want to see how you think on your feet and how you’d handle real-world scenarios.

✨Tip Number 4

Don’t forget to follow up after your interview! A quick thank-you email can leave a lasting impression and shows us that you’re genuinely interested in the position. Plus, it’s a great way to reiterate your enthusiasm for the role.

We think you need these skills to ace Senior Supervisor, Advisers, Wealth and Pensions Team (12 Month Fixed Term Contract) in Leeds

Judgement Skills
Risk Mitigation Strategies
Regulatory Decision-Making
Business Model Review
Stakeholder Relationship Management
Communication Skills
Collaboration Skills
Consumer Protection Knowledge
Financial Services Regulation
Problem-Solving Skills
Adaptability
Leadership Skills

Some tips for your application 🫡

Tailor Your Application: Make sure to customise your CV and cover letter for the Senior Supervisor role. Highlight your experience in financial services and any relevant regulatory knowledge. We want to see how you connect with our mission at the FCA!

Showcase Your Judgement Skills: In your application, give examples of how you've made sound decisions in fast-paced environments. We’re looking for candidates who can identify risks early and shape effective regulatory decisions, so don’t hold back on those stories!

Demonstrate Relationship Building: We value strong relationships with stakeholders. Share instances where you've built trust and improved communication with senior leaders or partners. This will show us you can enhance regulatory outcomes and collaborate effectively.

Apply Through Our Website: Don’t forget to submit your application through our official website! It’s the best way for us to receive your details and ensure you’re considered for this exciting opportunity. We can’t wait to hear from you!

How to prepare for a job interview at UK Regulators' Network

✨Know Your Stuff

Make sure you’re well-versed in the financial services sector, especially around consumer protection and regulatory frameworks. Brush up on the FCA's role and recent initiatives, as this will show your genuine interest and understanding of the industry.

✨Showcase Your Judgement Skills

Prepare examples that demonstrate your ability to make sound, well-reasoned judgements under pressure. Think about situations where you've identified risks early and how you shaped decisions to mitigate those risks effectively.

✨Build Relationships

Highlight your experience in developing constructive working relationships with senior leaders. Be ready to discuss how you’ve engaged with stakeholders to enhance outcomes, as collaboration is key in this role.

✨Be Ready for Scenario Questions

Expect scenario-based questions that assess your problem-solving skills. Practice articulating how you would approach reviewing business models or strategies to identify potential risks and suggest effective regulatory actions.

Senior Supervisor, Advisers, Wealth and Pensions Team (12 Month Fixed Term Contract) in Leeds
UK Regulators' Network
Location: Leeds
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  • Senior Supervisor, Advisers, Wealth and Pensions Team (12 Month Fixed Term Contract) in Leeds

    Leeds
    Full-Time
    42000 - 60000 £ / year (est.)
  • U

    UK Regulators' Network

    50-100
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