At a Glance
- Tasks: Manage investigations into unauthorised firms and protect consumers in financial markets.
- Company: Join the FCA, a key player in regulating UK financial services.
- Benefits: Flexible working, career growth, and a supportive learning environment.
- Other info: Work in a dynamic team focused on national significance cases.
- Why this job: Make a real impact on consumer protection and tackle serious financial misconduct.
- Qualifications: Experience in enforcement or supervision within financial services is preferred.
The predicted salary is between 40000 - 50000 £ per year.
The Financial Conduct Authority regulates financial services firms and financial markets in the UK.
Requirements of the role:
- SPC oversees firms and individuals (supervision), creates and reviews the rules by which they operate (policy) and identifies and remedies ineffective competition in markets (competition).
- Sitting within the Consumer Investments (CI) directorate, the Scams, Promotions, Engagement & Perimeter (SPEP) department brings together expertise from Enforcement and Supervision to address issues across the FCA’s full perimeter, including cryptoassets, high-risk investments and consumer credit.
- With a particular focus on unauthorised firms, SPEP is leading the implementation of its strategy to police the emerging UK crypto regime, taking action against unlawful crypto promotions under existing financial promotions and financial crime powers, while preparing for full regulation from October 2027 and delivering work aligned to key Public Commitments to protect consumers and markets.
Role Responsibilities:
- Manage a diverse caseload of unauthorised firm investigations, prioritising effectively to protect consumers and support fair financial markets.
- Bring clarity to complex information by analysing firm activities and coordinating actions that stop harmful unauthorised conduct.
- Craft clear, concise and technically accurate communications to external stakeholders on potential perimeter breaches.
- Develop reliable partnerships within the FCA and with external organizations to exchange insights and produce unified results.
- Provide supportive, responsive guidance to colleagues across the FCA on issues relating to unauthorised business.
- Contribute your perspective to wider strategic work across Consumer Investments and Enforcement, shaping long-term consumer protection.
- Work on cases of national significance within a specialist team, deepening your skills in serious financial misconduct.
- Grow your career in a supportive environment that values learning, encourages development and empowers you to use your skills to improve outcomes for millions of UK consumers.
Location: London, Edinburgh, Leeds
Contract type: Contract, Fixed term, Full time
Profession: Enforcement, Financial Services, Investigator, Supervision
Working pattern: Flexible working, Hybrid
Closing Date: 08/06/2026
Senior Case Officer (12-month FTC) in Leeds employer: UK Regulators' Network
The Financial Conduct Authority (FCA) is an exceptional employer, offering a dynamic work environment in the heart of London, Edinburgh, or Leeds. With a strong commitment to employee growth and development, the FCA fosters a culture of learning and collaboration, empowering staff to make a meaningful impact on consumer protection and financial markets. Enjoy flexible working arrangements and the opportunity to work on cases of national significance while being part of a team dedicated to ensuring fair practices in the financial services sector.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Case Officer (12-month FTC) in Leeds
✨Tip Number 1
Network like a pro! Reach out to current or former FCA employees on LinkedIn. A friendly chat can give us insider info about the role and maybe even a referral!
✨Tip Number 2
Prepare for the interview by diving deep into the FCA's recent initiatives, especially around crypto and consumer protection. We want to show that we’re not just interested in the job, but also passionate about the mission!
✨Tip Number 3
Practice articulating your experience with investigations and stakeholder communications. We need to demonstrate our ability to manage complex cases and communicate clearly, just like the role demands.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step!
We think you need these skills to ace Senior Case Officer (12-month FTC) in Leeds
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Case Officer role. Highlight your experience in managing investigations and your ability to analyse complex information. We want to see how your skills align with our mission at the FCA!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about consumer protection and how you can contribute to our work on unauthorised firms. Keep it clear and concise, just like the communications we value.
Showcase Relevant Experience:When detailing your experience, focus on roles where you've dealt with financial misconduct or regulatory environments. We love seeing candidates who understand the complexities of the financial services landscape and can bring that insight to our team.
Apply Through Our Website:Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at UK Regulators' Network
✨Know Your Stuff
Make sure you understand the FCA's role and the specifics of the Senior Case Officer position. Brush up on topics like financial regulations, consumer protection, and the current landscape of cryptoassets. This will help you answer questions confidently and show that you're genuinely interested in the role.
✨Showcase Your Analytical Skills
Since the role involves analysing complex information, prepare examples from your past experiences where you've successfully tackled similar challenges. Be ready to discuss how you prioritised tasks and made decisions that had a positive impact on consumers or markets.
✨Communicate Clearly
Crafting clear and concise communications is key in this role. Practice explaining complex concepts in simple terms, as you might need to do this during the interview. Consider preparing a brief presentation on a relevant topic to demonstrate your communication skills.
✨Build Connections
The FCA values partnerships, so think about how you've collaborated with others in previous roles. Be prepared to discuss how you can develop reliable partnerships within the FCA and with external organisations to achieve unified results. This shows you're a team player who can contribute to the FCA's mission.
