At a Glance
- Tasks: Supervise innovative firms in peer-to-peer and investment-based crowdfunding, ensuring fair practices.
- Company: Join the FCA, a key regulator in the UK's financial services sector.
- Benefits: Enjoy flexible working, competitive salary, and opportunities for professional growth.
- Other info: Collaborative environment with exposure to cutting-edge financial analysis and AI tools.
- Why this job: Make a real impact on consumer protection and financial market integrity.
- Qualifications: Curiosity, willingness to learn, and a focus on effective consumer protection.
The predicted salary is between 55000 - 65000 £ per year.
The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive. We’re seeking a collaborative professional to join our Peer-to-Peer (P2P) and Investment-Based Crowdfunding (IBCF) team within the Consumer Investments Directorate. This team oversees innovative firms that connect borrowers and early-stage businesses with individual and institutional investors.
You’ll help supervise firms offering high-risk investment products, using data-led insights and proactive engagement to identify and address failing firms and financial crime, and support responsible practices and positive consumer outcomes. You will have the opportunity to handle case ownership, acting as the primary point of contact for supervising firms, including potential exposure to the use of interventions and wider FCA Handbook tools/remedial actions in cases of serious consumer and market harm.
P2P and IBCF firms are positioned in a systemically important retail investment market which is subject to increasing government focus as a key area to unlock growth in the UK economy, leading to several interesting supervisory challenges. In addition, there is the potential for the P2P and IBCF sectors to mirror the broader market growth of private credit and private equity, as smaller retail-level vehicles of the popular asset classes. For instance, our firms are starting to engage with the new POP and PISCES regimes.
The role offers exposure to bespoke business models, financial analysis, policy development and cross-team collaboration, with hybrid working across our London and Edinburgh offices. If you bring curiosity, willingness to learn, and a focus on proportionate but effective consumer protection, we’d welcome hearing from you.
Responsibilities:
- Leading cases and projects with precision, clarity and a collaborative approach
- Leading on reactive firm supervision across the portfolio
- Using intelligence, data insights, and increasingly Artificial Intelligence tools, to identify risks and shape strategies that promote good outcomes
- Reviewing risk management frameworks and control environments
- Building positive, impactful relationships with senior leaders across regulated firms
- Collaborating closely with internal teams to gain insights, share knowledge, build specialist knowledge, and increase regulatory impact
Location: London, Edinburgh, Leeds
Contract type: Full time, Permanent
Profession: Financial Services, Supervision
Working pattern: Flexible working, Hybrid
Closing Date: 06/06/2026
Associate (Peer-to-Peer and Investment-Based Crowdfunding Portfolios Supervision) in Leeds employer: UK Regulators' Network
The Financial Conduct Authority (FCA) is an exceptional employer, offering a dynamic work environment that fosters collaboration and innovation in the financial services sector. With a strong commitment to employee growth, the FCA provides opportunities for professional development and exposure to cutting-edge regulatory practices, all while promoting a culture of integrity and consumer protection. Located in vibrant cities like London and Edinburgh, employees benefit from flexible working arrangements and the chance to engage with influential leaders in a pivotal area of the UK economy.
StudySmarter Expert Advice🤫
We think this is how you could land Associate (Peer-to-Peer and Investment-Based Crowdfunding Portfolios Supervision) in Leeds
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those connected to the FCA. Attend events, webinars, or even local meet-ups to make connections that could lead to job opportunities.
✨Tip Number 2
Prepare for interviews by researching the FCA and its recent initiatives. Show us you’re not just interested in the role but also in how the FCA is shaping the financial landscape in the UK.
✨Tip Number 3
Practice your case ownership skills! Think about how you would handle real-life scenarios related to P2P and IBCF firms. We want to see your problem-solving abilities in action during interviews.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows us you’re serious about joining the FCA team.
We think you need these skills to ace Associate (Peer-to-Peer and Investment-Based Crowdfunding Portfolios Supervision) in Leeds
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter for the role. Highlight your relevant experience in financial services and any specific skills that align with the responsibilities mentioned in the job description.
Showcase Your Curiosity:We love candidates who are eager to learn! In your application, share examples of how you've demonstrated curiosity in your previous roles, especially in areas related to financial regulation or consumer protection.
Be Clear and Concise:When writing your application, keep it straightforward. Use clear language and avoid jargon where possible. We want to see your ability to communicate effectively, just like you would in the role!
Apply Through Our Website:Don’t forget to submit your application through our official website. It’s the best way to ensure we receive your details directly and can consider you for this exciting opportunity!
How to prepare for a job interview at UK Regulators' Network
✨Know Your Stuff
Make sure you understand the FCA's role and the specifics of the Peer-to-Peer and Investment-Based Crowdfunding sectors. Brush up on recent regulatory changes and how they impact firms. This will show your genuine interest and help you answer questions confidently.
✨Showcase Your Analytical Skills
Since the role involves using data-led insights, be prepared to discuss your experience with financial analysis and risk management. Bring examples of how you've used data to identify risks or improve outcomes in previous roles. This will demonstrate your capability to handle the responsibilities of the position.
✨Emphasise Collaboration
The FCA values teamwork, so highlight your collaborative experiences. Share stories where you worked closely with others to achieve a common goal, especially in a regulatory or financial context. This will illustrate that you can build positive relationships with senior leaders and internal teams.
✨Ask Thoughtful Questions
Prepare some insightful questions about the FCA's current challenges in the P2P and IBCF sectors. This shows your curiosity and willingness to learn. It also gives you a chance to engage with the interviewers and demonstrate your proactive approach to understanding the role.
