At a Glance
- Tasks: Lead complex investigations and manage a multi-disciplinary team to ensure high-quality enforcement outcomes.
- Company: Join the Financial Reporting Council, a key regulator in the UK’s financial sector.
- Benefits: Enjoy flexible working, competitive salary, and opportunities for professional growth.
- Other info: Dynamic role with significant responsibility and career advancement potential.
- Why this job: Make a real impact on public interest through high-profile casework in accountancy and actuarial professions.
- Qualifications: Experience in legal or financial services, with strong leadership and analytical skills.
The predicted salary is between 60000 - 80000 £ per year.
The FRC’s Enforcement Division is the independent disciplinary body for the accountancy and actuarial professions in the UK. It undertakes complex professional disciplinary investigations and prosecutions in cases involving accountants, accountancy firms and actuaries which raise important issues affecting the public interest in the UK. Many of the investigations are large, complex, and high-profile and our cases regularly require liaison with other investigators including the Serious Fraud Office, the Financial Conduct Authority, the Insolvency Service, and the Pensions Regulator.
The Casework Director plays a key leadership and supervisory role alongside Executive and Deputy Executive Counsel in ensuring that the casework of the Enforcement Division is of the highest standard and that the reputation and credibility of the FRC in its Enforcement activities is maintained. This is a key role in supporting and promoting the success of the Division as a whole and representing the Division externally.
The Casework Director provides expertise to, and assists with supervision, management and conduct of, the Enforcement Division’s casework and case strategy in complex and often high-profile investigations under the Accountancy Scheme, the Actuarial Scheme, and the AEP. The role involves supervising a portfolio of investigations and enforcement proceedings handled by multi‑disciplinary teams of forensic accountants, lawyers, and legal assistants and leading and managing other investigations/proceedings personally.
The Role Includes:
- Leading a multi‑disciplinary case portfolio team to deliver a portfolio of investigations and enforcement proceedings
- Overseeing, supporting and constructively challenging case teams on the conduct, and management of their cases, achieving targets and deadlines and delivering timely, high quality Enforcement outcomes
- Framing case strategy and driving complex investigations forward
- Supervising, developing and working with more junior members of the team
- Working with forensic accountants to review complex accountancy, actuarial and audit material
- Collating, analysing and preparing evidence and developing case theory
- Instructing and working closely with counsel, independent experts and external solicitors
- Leading preparation for Tribunal hearings
- Providing high quality advice and analysis on legal and policy aspects of cases and of Enforcement Division work in general
- Overseeing case expenditure and taking responsibility for often very substantial case budgets
Location: London, Birmingham
Contract type: Full time, Permanent
Profession: Enforcement, Financial Services, Legal
Working pattern: Flexible working, Hybrid
Closing Date: 25/05/2026
Enforcement Casework Director employer: UK Regulators' Network
The Financial Reporting Council (FRC) is an exceptional employer, offering a dynamic work environment in the heart of London and Birmingham, where you can engage in meaningful work that impacts the public interest. With a strong commitment to employee development, the FRC provides ample opportunities for growth and advancement within a collaborative culture that values integrity and excellence. Join us to be part of a prestigious organisation that not only champions high standards in the accountancy and actuarial professions but also fosters a flexible working atmosphere that supports work-life balance.
StudySmarter Expert Advice🤫
We think this is how you could land Enforcement Casework Director
✨Tip Number 1
Network like a pro! Reach out to professionals in the enforcement and financial sectors on LinkedIn. Join relevant groups and engage in discussions to get your name out there.
✨Tip Number 2
Prepare for interviews by researching the FRC and its recent cases. Show us you know your stuff and can discuss how your experience aligns with their mission and values.
✨Tip Number 3
Practice your case study skills! Be ready to tackle hypothetical scenarios related to enforcement investigations. We want to see your analytical thinking and problem-solving abilities in action.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step to connect with us directly.
We think you need these skills to ace Enforcement Casework Director
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter for the Enforcement Casework Director role. Highlight your relevant experience in managing complex investigations and working with multi-disciplinary teams, as this will show us you understand what we're looking for.
Showcase Your Leadership Skills:In your application, emphasise your leadership experience. We want to see how you've successfully led teams and managed case strategies in previous roles, especially in high-pressure environments. This is key for the Casework Director position!
Be Clear and Concise:When writing your application, keep it clear and to the point. Use straightforward language to explain your achievements and experiences. We appreciate a well-structured application that makes it easy for us to see your qualifications.
Apply Through Our Website:Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it shows us you’re keen on joining the FRC team!
How to prepare for a job interview at UK Regulators' Network
✨Know Your Stuff
Make sure you’re well-versed in the FRC’s role and recent high-profile cases. Brush up on the Accountancy and Actuarial Schemes, as well as any relevant legal frameworks. This will show that you’re genuinely interested and prepared.
✨Showcase Leadership Skills
As a Casework Director, you’ll need to lead multi-disciplinary teams. Be ready to share examples of how you’ve successfully managed teams in complex investigations before. Highlight your ability to challenge constructively and support your team.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific case scenarios or challenges. Think through potential situations you might face in this role and prepare your responses. Use the STAR method (Situation, Task, Action, Result) to structure your answers.
✨Ask Insightful Questions
At the end of the interview, have a few thoughtful questions ready. Inquire about the current challenges the Enforcement Division is facing or how they measure success in their investigations. This shows your engagement and strategic thinking.